Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad A. EyrePruco Securities, LLC.LPL Financial LLC04-30-2020
Scott Takashi IshikawaPruco Securities, LLC.Pruco Securities, LLC.04-29-2020
Christine Evelyn GuessfordPruco Securities, LLC.Cetera Investment Services LLC04-23-2020
Joseph K. PedersenPruco Securities, LLC.Pruco Securities, LLC.04-15-2020
Raymond Paul ArroyoPruco Securities, LLC.Allstate Financial Services, LLC04-14-2020
Ahren Richard SchulzPruco Securities, LLC.LPL Financial LLC04-13-2020
Michael Thomas JonesPruco Securities, LLC.Morgan Stanley04-13-2020
Matthew Paul CourPruco Securities, LLC.Regulus Advisors, LLC04-10-2020
Robert Alan KochPruco Securities, LLC.Cadaret, Grant & Co., Inc.04-09-2020
Wilfredo M. PenaPruco Securities, LLC.MML Investors Services, LLC04-09-2020
Seth Izak HofstetterPruco Securities, LLC.AXA Advisors, LLC04-09-2020
Michael Andre MacieiraPruco Securities, LLC.Pruco Securities, LLC.04-08-2020
Derek Eliot DobinPruco Securities, LLC.Pruco Securities, LLC.04-08-2020
Adam Alexandera AvilaPruco Securities, LLC.Pruco Securities, LLC.04-08-2020
Kristina DraperPruco Securities, LLC.Voya Financial Advisors, Inc.04-07-2020
James Robert ElsassPruco Securities, LLC.Pruco Securities, LLC.04-03-2020
Richard James RugelPruco Securities, LLC.Allstate Financial Services, LLC04-02-2020
Theodore Joseph ManzanaresPruco Securities, LLC.MML Investors Services, LLC04-02-2020
Sung Chul Chul HongPruco Securities, LLC.Pruco Securities, LLC.04-02-2020
Abid A. KhanPruco Securities, LLC.Pruco Securities, LLC.04-02-2020
Spencer B. VowellPruco Securities, LLC.Pruco Securities, LLC.04-02-2020
Brinton Lee ParkerPruco Securities, LLC.Pruco Securities, LLC.04-01-2020
Jonathan Lee KandersPruco Securities, LLC.AXA Advisors, LLC03-31-2020
Patrick BunyamanopPruco Securities, LLC.Pruco Securities, LLC.03-31-2020
Sean Drew WeissPruco Securities, LLC.AXA Advisors, LLC03-31-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.