Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jess Wayne HintonPruco Securities, LLC.Allstate Financial Services, LLC05-03-2017
Ernest Michael BossoPruco Securities, LLC.Cetera Advisors LLC05-03-2017
Walter Osvaldo VazquezPruco Securities, LLC.Summit Brokerage Services, Inc.04-28-2017
Nancy Louise Roach-WilderPruco Securities, LLC.Sigma Financial Corporation$1004-26-2017
Donald Louis KlostermanPruco Securities, LLC.OneAmerica Securities, Inc.04-24-2017
Michelle Algero MalacinskiPruco Securities, LLC.Trustmont Financial Group, Inc.$5004-21-2017
Andrei M JungePruco Securities, LLC.BMO Harris Financial Advisors, Inc.04-19-2017
Paul Robert SamuelsonPruco Securities, LLC.VALIC Financial Advisors, Inc.04-18-2017
Alvan Ian ShanePruco Securities, LLC.Cetera Financial Specialists LLC$10004-11-2017
Kimberly Hope CoryellPruco Securities, LLC.Ameriprise Financial Services, Inc.04-11-2017
Ken Anthony BradshawPruco Securities, LLC.Edward Jones04-11-2017
Christopher William LynchPruco Securities, LLC.LPL Financial LLC04-10-2017
Rommel Lopez VerPruco Securities, LLC.MML Investors Services, LLC04-05-2017
Edward Robert PlasterPruco Securities, LLC.MML Investors Services, LLC04-04-2017
Michael Paul NemetzPruco Securities, LLC.Allstate Financial Services, LLC03-30-2017
Stanley Bruce WeilandPruco Securities, LLC.Eaton Vance Distributors, Inc.03-29-2017
Hunter C. MedlenPruco Securities, LLC.Park Avenue Securities LLC03-29-2017
Sarah Elizabeth BrechbuehlPruco Securities, LLC.Ameriprise Financial Services, Inc.03-28-2017
Christopher Sean MaiensheinPruco Securities, LLC.Park Avenue Securities LLC03-21-2017
Krishnadat PersaudPruco Securities, LLC.W&S Brokerage Services, Inc.03-14-2017
James Robert ElsassPruco Securities, LLC.Allstate Financial Services, LLC03-13-2017
Phineas Adam Turner Sr.Pruco Securities, LLC.MetLife Securities Inc.03-09-2017
Zhong Da WangPruco Securities, LLC.MetLife Securities Inc.03-09-2017
Kenneth Joseph MarablePruco Securities, LLC.AXA Advisors, LLC03-07-2017
Terry Lee BennettPruco Securities, LLC.Oppenheimer & Co. Inc.$2502-28-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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