Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Donald GrifoPruco Securities, LLC.Cadaret, Grant & Co., Inc.06-22-2016
Fermon Lee OwensPruco Securities, LLC.MetLife Securities Inc.$10006-16-2016
Dugan Timothy HettichPruco Securities, LLC.Northwestern Mutual Investment Services, LLC06-14-2016
Hernan Gerard UmanaPruco Securities, LLC.Umana | Monei06-13-2016
Gonzalo Jorge RomaniPruco Securities, LLC.MML Investors Services, LLC06-08-2016
Hilliard Stevens Mabry Jr.Pruco Securities, LLC.Equity Services, Inc.$10005-27-2016
Barbara A. Dowridge OzuePruco Securities, LLC.Country Capital Management Company05-27-2016
Daniel Richard KovalPruco Securities, LLC.MML Investors Services, LLC05-24-2016
Mark Charles FuhrPruco Securities, LLC.SagePoint Financial, Inc.05-24-2016
Gerry PakPruco Securities, LLC.NYLIFE Securities LLC05-23-2016
Brendan GallagherPruco Securities, LLC.Hartfield, Titus & Donnelly, LLC05-18-2016
Heather DevitoPruco Securities, LLC.MetLife Securities Inc.05-18-2016
Gilbert Anthony Mathieu Jr.Pruco Securities, LLC.MetLife Securities Inc.05-06-2016
Connie Picciotto MantillaPruco Securities, LLC.Wells Fargo Clearing Services, LLC$2405-04-2016
Andrew B. KazenPruco Securities, LLC.Edward Jones05-04-2016
James Clay Wright IIIPruco Securities, LLC.Edward Jones04-29-2016
Timothy Ryan MacdonaldPruco Securities, LLC.David Lerner Associates, Inc.04-29-2016
Paul Todd BarnabyPruco Securities, LLC.David Lerner Associates, Inc.04-28-2016
Kenneth J. FowlerPruco Securities, LLC.Principal Securities, Inc.04-27-2016
Thomas Keith MigdalePruco Securities, LLC.Cetera Advisors LLC04-25-2016
Erin Katherine HettPruco Securities, LLC.NYLIFE Securities LLC04-25-2016
Lee LessingPruco Securities, LLC.Voya Financial Advisors, Inc.04-19-2016
June Menguita FalalesPruco Securities, LLC.Signator Investors, Inc.04-13-2016
Lanning Shane WhiteheadPruco Securities, LLC.Principal Securities, Inc.$1004-12-2016
Dustin William ScobeyPruco Securities, LLC.Principal Securities, Inc.04-12-2016
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Showing 351 to 375 of 553 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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