Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martin Douglas ProshekPruco Securities, LLC.Concorde Investment Services, LLC$1001-08-2018
Kenneth Carl ParkerPruco Securities, LLC.Farmers Financial Solutions, LLC01-08-2018
Rodney Kim SuzukiPruco Securities, LLC.MML Investors Services, LLC01-05-2018
Brent Kristopher McNittPruco Securities, LLC.Allstate Financial Services, LLC01-05-2018
Ronald William RobinsonPruco Securities, LLC.Thrivent Investment Management Inc.01-02-2018
Thomas Joseph HallmanPruco Securities, LLC.AMIC12-12-2017
Stephen Thomas TavanoPruco Securities, LLC.Edward Jones12-12-2017
Nicholas Henri NajemPruco Securities, LLC.MML Investors Services, LLC12-11-2017
Derek T. MainPruco Securities, LLC.TIAA-CREF Individual & Institutional Services, LLC$1112-06-2017
Alberto PadronPruco Securities, LLC.MML Investors Services, LLC12-04-2017
Patrick F. McGroganPruco Securities, LLC.MML Investors Services, LLC11-28-2017
Daniel Michael RodgersPruco Securities, LLC.MML Investors Services, LLC11-21-2017
Amy J. NielsenPruco Securities, LLC.Thrivent Investment Management Inc.11-16-2017
Dawn Lynn GreenPruco Securities, LLC.Signator Investors, Inc.11-14-2017
Thomas Norman TornowPruco Securities, LLC.MML Investors Services, LLC11-07-2017
Daniel Nathan BraunPruco Securities, LLC.AIG Capital Services, Inc.10-27-2017
Vincent Fabian JulianPruco Securities, LLC.The Huntington Investment Company10-25-2017
John A MarlisPruco Securities, LLC.MML Investors Services, LLC10-24-2017
David Michael SpacePruco Securities, LLC.Waddell & Reed10-24-2017
Patrick J. AdamsPruco Securities, LLC.MML Investors Services, LLC10-23-2017
John Francis SextonPruco Securities, LLC.AXA Advisors, LLC10-23-2017
Michael Charles SnowPruco Securities, LLC.Waddell & Reed10-23-2017
Andrew Brett KutnerPruco Securities, LLC.AXA Advisors, LLC10-23-2017
Robert Lynn HargrovePruco Securities, LLC.Wells Fargo Clearing Services, LLC$2510-20-2017
Toshie MiuraPruco Securities, LLC.Principal Securities, Inc.10-09-2017
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Showing 201 to 225 of 553 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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