Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul N LekousisPruco Securities, LLC.Ameritas Investment Corp.02-16-2009
Matthew Arthur De HerasPruco Securities, LLC.LPL Financial LLC02-17-2009
Evans John HumenickPruco Securities, LLC.Parkland Securities, LLC03-16-2009
Gregory Michael MiskoPruco Securities, LLC.MetLife Securities Inc.04-13-2009
John Rhett GarnerPruco Securities, LLC.MetLife Securities Inc.04-21-2009
Justin Ajay SinghPruco Securities, LLC.Banc of America Investment Services, Inc.05-04-2009
Kimberly Shawn HamptonPruco Securities, LLC.FSC Securities Corporation05-12-2009
Amal D GawlePruco Securities, LLC.UBS Financial Services Inc.06-01-2009
Raheel HussainPruco Securities, LLC.NYLIFE Securities LLC06-09-2009
Christopher Paul PrienPruco Securities, LLC.Edward Jones06-15-2009
Robert Craig MonkPruco Securities, LLC.Signator Investors, Inc.06-16-2009
Adam Edwin PrzybyloPruco Securities, LLC.Chase Investment Services Corp.06-29-2009
Ryan Michael SmithPruco Securities, LLC.Lincoln Financial Distributors, Inc.07-06-2009
Veronica Castaneda AldredPruco Securities, LLC.PFS Investments Inc.07-09-2009
William Clarence Larkin Jr.Pruco Securities, LLC.Transamerica Capital, Inc.07-20-2009
Joseph Kevin CroninPruco Securities, LLC.Ameriprise Financial Services, Inc.08-03-2009
Chucri Kamal ChucriPruco Securities, LLC.Ameriprise Financial Services, Inc.$108-10-2009
Joshua Reed SteinPruco Securities, LLC.Natcity Investments, Inc.08-10-2009
Gennaro CostigliolaPruco Securities, LLC.AXA Advisors, LLC08-24-2009
Shoug MaysonPruco Securities, LLC.National Securities Corporation09-07-2009
Benjamin Curtis HeadleePruco Securities, LLC.Fifth Third Securities, Inc.09-21-2009
Charles Eugene GlassPruco Securities, LLC.Natcity Investments, Inc.09-21-2009
Charles Gavin BarneyPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.10-07-2009
Robert Lawrence ElliottPruco Securities, LLC.Signator Investors, Inc.10-20-2009
Robert James Sorg Sr.Pruco Securities, LLC.FIS Brokerage & Securities Services LLC10-21-2009
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Showing 1 to 25 of 1,074 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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