Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Evans John HumenickPruco Securities, LLC.Parkland Securities, LLC03-16-2009
Amal D GawlePruco Securities, LLC.UBS Financial Services Inc.06-01-2009
Joseph Kevin CroninPruco Securities, LLC.Ameriprise Financial Services, Inc.08-03-2009
Chuck Kamal ChucriPruco Securities, LLC.Ameriprise Financial Services, Inc.08-10-2009
Philip LivotiPruco Securities, LLC.MetLife Securities Inc.12-28-2009
Lai Kwan KongPruco Securities, LLC.MetLife Securities Inc.01-04-2010
Sean Patrick LovedayPruco Securities, LLC.AXA Advisors, LLC02-22-2010
Silphy M.H. OuPruco Securities, LLC.World Group Securities, Inc.03-08-2010
Jomay S. NgPruco Securities, LLC.Chase Investment Services Corp.05-03-2010
Sheldon Mark BrubakerPruco Securities, LLC.Securities America, Inc.$5006-14-2010
Robert D. MonkelisPruco Securities, LLC.Ameriprise Financial Services, Inc.06-21-2010
Celestina Coromoto Curiel-RobbPruco Securities, LLC.Lincoln Financial Securities Corporation$5007-05-2010
Robert J NigroPruco Securities, LLC.MetLife Securities Inc.07-05-2010
Richard Roy McKinleyPruco Securities, LLC.Edward Jones08-23-2010
Randall Kenneth WalkerPruco Securities, LLC.Waddell & Reed10-18-2010
Wayne Andrew BlanchettePruco Securities, LLC.MMA Securities LLC10-18-2010
Abid A. KhanPruco Securities, LLC.MetLife Securities Inc.01-03-2011
Jarod Richard HaglinPruco Securities, LLC.AXA Advisors, LLC02-21-2011
Darryl Lance ThompsonPruco Securities, LLC.Thrivent Investment Management Inc.04-18-2011
Matthew Joseph CampbellPruco Securities, LLC.MetLife Securities Inc.06-06-2011
David Samir IbrahimPruco Securities, LLC.Hold Brothers Capital LLC09-19-2011
Richard R. LuchiniPruco Securities, LLC.LPL Financial LLC11-07-2011
Richard P BonifantiPruco Securities, LLC.MML Investors Services, LLC11-07-2011
Mayurkant Manubhai ShahPruco Securities, LLC.PFS Investments Inc.12-05-2011
Ronald Edward WindhamPruco Securities, LLC.Sunset Financial Services, Inc.12-12-2011
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Showing 1 to 25 of 550 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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