Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abid A. KhanPruco Securities, LLC.MetLife Securities Inc.01-03-2011
Adam Benjamin KayPruco Securities, LLC.Ameriprise Financial Services, Inc.02-24-2016
Adam J WeisbergPruco Securities, LLC.AXA Advisors, LLC04-28-2015
Alan Robert CohenPruco Securities, LLC.Nationwide Securities, LLC09-18-2017
Albert Arthur Duplace Jr.Pruco Securities, LLC.Allstate Financial Services, LLC$2510-19-2016
Albert Frederick Peterson IIIPruco Securities, LLC.MetLife Securities Inc.11-19-2013
Alberto PadronPruco Securities, LLC.MML Investors Services, LLC12-04-2017
Alcira BurgdoerferPruco Securities, LLC.NYLIFE Securities LLC03-21-2019
Alec ChernenkoPruco Securities, LLC.J.H. Darbie & Co., Inc.01-10-2013
Aleta Louise JacksonPruco Securities, LLC.Country Capital Management Company03-14-2019
Alex E. WalkerPruco Securities, LLC.MML Investors Services, LLC03-04-2015
Alex Silvestro IIIPruco Securities, LLC.Citizens Securities, Inc.03-15-2018
Alex WilliamsPruco Securities, LLC.Park Avenue Securities LLC06-18-2019
Allegra S. ProvostPruco Securities, LLC.NYLIFE Securities LLC01-27-2016
Alvan Ian ShanePruco Securities, LLC.Cetera Financial Specialists LLC$10004-11-2017
Amal D GawlePruco Securities, LLC.UBS Financial Services Inc.06-01-2009
Amber Donelle PeterreinsPruco Securities, LLC.The Leaders Group, Inc.06-16-2017
Amy J. NielsenPruco Securities, LLC.Thrivent Investment Management Inc.11-16-2017
Andrae Dwayne DelisserPruco Securities, LLC.NYLIFE Securities LLC08-11-2016
Andrea J. BuschurPruco Securities, LLC.MetLife Securities Inc.06-25-2012
Andrei M JungePruco Securities, LLC.BMO Harris Financial Advisors, Inc.04-19-2017
Andrew B. KazenPruco Securities, LLC.Edward Jones05-04-2016
Andrew Brett KutnerPruco Securities, LLC.AXA Advisors, LLC10-23-2017
Andrew DraperPruco Securities, LLC.New England Securities04-30-2012
Andrew Fitzgerald MorrisPruco Securities, LLC.Navian Capital Securities LLC$15009-13-2018
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Showing 1 to 25 of 542 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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