Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex WilliamsPruco Securities, LLC.Park Avenue Securities LLC06-18-2019
Kent Wesley HeinlePruco Securities, LLC.Allstate Financial Advisors, LLC06-03-2019
Anthony Michael ManasseriPruco Securities, LLC.Thrivent Investment Management Inc.05-22-2019
Timothy DenPruco Securities, LLC.Bankers Life Securities, Inc.05-06-2019
Scott E. BraunPruco Securities, LLC.NYLIFE Securities LLC04-30-2019
Jeffry Francis AxePruco Securities, LLC.Ameriprise Financial Services, Inc.04-08-2019
Jonathon David MerickelPruco Securities, LLC.Vivaldi Capital Management, LLC03-18-2019
James Gene TaraniPruco Securities, LLC.MML Investors Services, LLC03-13-2019
Jason Lee RenneckerPruco Securities, LLC.CUSO Financial Services, L.P.03-12-2019
Robert Gerard MoonePruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Tammara Marie UptonPruco Securities, LLC.Key Investment Services LLC02-25-2019
Lisa Lynn KilmerPruco Securities, LLC.Thrivent Investment Management Inc.02-19-2019
Tania Kiara RobinsonPruco Securities, LLC.MML Investors Services, LLC02-04-2019
Jordan J IrelandPruco Securities, LLC.Principal Securities, Inc.01-22-2019
Ann T TodiscoPruco Securities, LLC.MML Investors Services, LLC01-08-2019
William Bradford FlowersPruco Securities, LLC.BB&T Securities, LLC01-08-2019
Roger Lee OlsonPruco Securities, LLC.Thrivent Investment Management Inc.01-07-2019
Michael Patrick OberholzerPruco Securities, LLC.CFD Investments, Inc.12-17-2018
Justin HolmesPruco Securities, LLC.Principal Securities, Inc.12-11-2018
Jenifer Jeanne RieckPruco Securities, LLC.Thrivent Investment Management Inc.12-06-2018
Holly Anne HunsingerPruco Securities, LLC.Waddell & Reed12-05-2018
Jerry Winston Jarrett Jr.Pruco Securities, LLC.Edward Jones12-05-2018
Ramses LosierPruco Securities, LLC.Securian Financial Services, Inc.11-19-2018
Heath Elliott PiercePruco Securities, LLC.SunTrust Investment Services, Inc.11-16-2018
Douglas Allen DetmerPruco Securities, LLC.MML Investors Services, LLC11-14-2018
Next Page »

Showing 1 to 25 of 1,069 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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