Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allyson La'Marr Bailey-LeonardPruco Securities, LLC.J.P. Morgan Securities LLC$10010-24-2014
Amolee Mukesh ChavdaPruco Securities, LLC.J.P. Morgan Securities LLC09-09-2014
Casey Michael ReedPruco Securities, LLC.J.P. Morgan Securities LLC12-01-2018
Christine D. YutzPruco Securities, LLC.J.P. Morgan Securities LLC02-20-2019
Daniel Andre BreisacherPruco Securities, LLC.J.P. Morgan Securities LLC$10009-05-2019
Daniel Javan DanielPruco Securities, LLC.J.P. Morgan Securities LLC06-20-2014
Donna Marie DelmarPruco Securities, LLC.J.P. Morgan Securities LLC07-09-2014
Evelyn PerezPruco Securities, LLC.J.P. Morgan Securities LLC11-20-2018
Grace E. PengPruco Securities, LLC.J.P. Morgan Securities LLC07-14-2016
Hipolito Roberto PassaroPruco Securities, LLC.J.P. Morgan Securities LLC11-15-2016
Inga BekarevaPruco Securities, LLC.J.P. Morgan Securities LLC08-11-2014
James Francis KrusePruco Securities, LLC.J.P. Morgan Securities LLC$10003-05-2015
Jason Andrew KingsleyPruco Securities, LLC.J.P. Morgan Securities LLC03-04-2015
JOHN JOSEPH MORIARTYPruco Securities, LLC.J.P. Morgan Securities LLC$10003-29-2017
Jonathan Primo Louis NashPruco Securities, LLC.J.P. Morgan Securities LLC01-11-2016
Karen Ann SmithPruco Securities, LLC.J.P. Morgan Securities LLC07-11-2019
Kyra Nicole BookerPruco Securities, LLC.J.P. Morgan Securities LLC11-15-2018
Mark Anthony ChavezPruco Securities, LLC.J.P. Morgan Securities LLC$10008-01-2017
Nathaniel Robert HathornPruco Securities, LLC.J.P. Morgan Securities LLC10-16-2014
Rachel Z MiaoPruco Securities, LLC.J.P. Morgan Securities LLC02-06-2013
Shelley Renee BormPruco Securities, LLC.J.P. Morgan Securities LLC02-23-2017
Susan Lynn GrantPruco Securities, LLC.J.P. Morgan Securities LLC$10010-04-2018

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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