Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander S. MacgregorPruco Securities, LLC.Northwestern Mutual Investment Services, LLC02-04-2013
Avachai TayjasanantPruco Securities, LLC.Northwestern Mutual Investment Services, LLC02-27-2020
Benjamin David RogersPruco Securities, LLC.Northwestern Mutual Investment Services, LLC01-23-2018
Benjamin Francis GoodrichPruco Securities, LLC.Northwestern Mutual Investment Services, LLC08-03-2018
Brady Alan JacobsenPruco Securities, LLC.Northwestern Mutual Investment Services, LLC05-09-2018
Clinton Roy Andrew HarrisPruco Securities, LLC.Northwestern Mutual Investment Services, LLC02-10-2020
David Gerald SternPruco Securities, LLC.Northwestern Mutual Investment Services, LLC10-04-2017
Dugan Timothy HettichPruco Securities, LLC.Northwestern Mutual Investment Services, LLC06-14-2016
James Wesley AllenPruco Securities, LLC.Northwestern Mutual Investment Services, LLC12-05-2011
Jeffrey Paul CzajkaPruco Securities, LLC.Northwestern Mutual Investment Services, LLC11-11-2015
Jeffrey Takeo TanakaPruco Securities, LLC.Northwestern Mutual Investment Services, LLC01-10-2020
Jodi Lea EggerPruco Securities, LLC.Northwestern Mutual Investment Services, LLC08-10-2011
Jonathan A LeymasterPruco Securities, LLC.Northwestern Mutual Investment Services, LLC11-07-2017
Laura Lee EnglePruco Securities, LLC.Northwestern Mutual Investment Services, LLC06-26-2015
Louis John Berrodin IIIPruco Securities, LLC.Northwestern Mutual Investment Services, LLC11-26-2019
Luke Zachary MilhollandPruco Securities, LLC.Northwestern Mutual Investment Services, LLC06-16-2015
Manuel Garcia Jr.Pruco Securities, LLC.Northwestern Mutual Investment Services, LLC01-24-2013
Marian Brown DabbsPruco Securities, LLC.Northwestern Mutual Investment Services, LLC06-29-2016
Morgan Patrick McHalePruco Securities, LLC.Northwestern Mutual Investment Services, LLC06-22-2018
Rodney G FurnissPruco Securities, LLC.Northwestern Mutual Investment Services, LLC05-15-2012
Sebastien GlinzlerPruco Securities, LLC.Northwestern Mutual Investment Services, LLC02-09-2016
Shirley CemajPruco Securities, LLC.Northwestern Mutual Investment Services, LLC01-20-2017
Thong Minh PhanPruco Securities, LLC.Northwestern Mutual Investment Services, LLC07-22-2013

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.