Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John James RadaPruco Securities, LLC.Cetera Advisors LLC09-09-2019
Brandon David PerlowPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2019
Sergio Jude Mejia SrPruco Securities, LLC.Nationwide Investment Services Corporation08-21-2019
Antonio MagallanezPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Andre Kapulenui KalunaPruco Securities, LLC.SterlingPfeifer Wealth Advisors PC02-26-2019
Harold Don SmithPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-06-2019
Gerardo MendozaPruco Securities, LLC.BBVA Securities Inc.12-17-2018
Travis R BloomPruco Securities, LLC.BBVA Securities Inc.11-01-2018
James Jason Lee AtwaterPruco Securities, LLC.BBVA Securities Inc.03-29-2018
Ann ZlamalPruco Securities, LLC.Waddell & Reed07-14-2017
Grace E PengPruco Securities, LLC.J.P. Morgan Securities LLC07-14-2016
Sandra Ann SmithPruco Securities, LLC.Equitable Advisors, LLC05-21-2012

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.