Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raymond Paul ArroyoPruco Securities, LLC.Allstate Financial Services, LLC04-14-2020
Sung Chul Chul HongPruco Securities, LLC.Pruco Securities, LLC.04-02-2020
Patrick BunyamanopPruco Securities, LLC.Pruco Securities, LLC.03-31-2020
Rory Jacob Dale HartPruco Securities, LLC.The Wealth Consulting Group03-05-2020
Crystal Diane RoseberryPruco Securities, LLC.Edward Jones02-27-2020
Patrick Fernando InfantePruco Securities, LLC.Muriel Siebert & Co., Inc.02-26-2020
Ariel Martin SmiriglioPruco Securities, LLC.Avantax Investment Services, Inc.02-24-2020
Paul M. DatuinPruco Securities, LLC.Thrivent Investment Management Inc.02-24-2020
Thomas E. Marks IIPruco Securities, LLC.NYLIFE Securities LLC02-11-2020
Jason W. NicholsonPruco Securities, LLC.W&S Brokerage Services, Inc.01-10-2020
Allison Tunnicliff FergusonPruco Securities, LLC.SagePoint Financial, Inc.$1011-26-2019
Eric Stuart BernhardPruco Securities, LLC.Edward Jones11-15-2019
Sarah HansenPruco Securities, LLC.NYLIFE Securities LLC11-05-2019
Ellen R BraseePruco Securities, LLC.Waddell & Reed10-18-2019
Avinesh Kumar ShankarPruco Securities, LLC.BBVA Securities Inc.$15010-09-2019
Jeremy Adam MiddletonPruco Securities, LLC.Ameriprise Financial Services, LLC10-08-2019
Lee Samango GottliebPruco Securities, LLC.NYLIFE Securities LLC10-07-2019
Benjamin Andrew ClancyPruco Securities, LLC.Edward Jones08-22-2019
Johnson Lim Go Jr.Pruco Securities, LLC.Park Avenue Securities LLC07-29-2019
Dean DunbarPruco Securities, LLC.Edward Jones07-22-2019
Bryan Adam RentschlerPruco Securities, LLC.Edward Jones07-11-2019
Kenneth George McAuleyPruco Securities, LLC.First Republic Securities Company, LLC$15007-02-2019
Noemi M. PartidaPruco Securities, LLC.UnionBanc Investment Services, LLC06-21-2019
How Mee HuongPruco Securities, LLC.Allstate Financial Services, LLC06-10-2019
Scott Joseph BryantPruco Securities, LLC.TD Ameritrade, Inc.06-05-2019
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Showing 1 to 25 of 171 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.