Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth George McAuleyPruco Securities, LLC.First Republic Securities Company, LLC$15007-02-2019
Ronald Lee JohnsonPruco Securities, LLC.First Command Financial Planning, Inc.$15003-21-2019
Edward Lorenzo PolitePruco Securities, LLC.IFS Securities02-06-2019
Rita Marie Lacanfora-PotterPruco Securities, LLC.NYLIFE Securities LLC12-12-2018
Patricia Marie LamparellaPruco Securities, LLC.Park Avenue Securities LLC11-20-2018
Gregory Birch GiddingsPruco Securities, LLC.ClearView Investment Partners, LLC10-22-2018
Clay W. ScholesPruco Securities, LLC.UnionBanc Investment Services, LLC10-17-2018
Scott A. StewartPruco Securities, LLC.Securian Financial Services, Inc.10-10-2018
Paritosh RajoraPruco Securities, LLC.Principal Securities, Inc.09-17-2018
Standar HammondsPruco Securities, LLC.Ameriprise Financial Services, Inc.$1009-11-2018
Dante Ryan ChupekPruco Securities, LLC.Foresters Financial Services, Inc.05-22-2018
Iana MatviichukPruco Securities, LLC.Principal Securities, Inc.04-23-2018
Becky J. SavellPruco Securities, LLC.LPL Financial LLC$4404-05-2018
Keo Cal ChaoPruco Securities, LLC.Securities America, Inc.$2503-14-2018
William MaiPruco Securities, LLC.Foresters Financial Services, Inc.02-15-2018
Michael Anthony FisherPruco Securities, LLC.BancWest Investment Services, Inc.$2501-18-2018
Kenneth Carl ParkerPruco Securities, LLC.Farmers Financial Solutions, LLC01-08-2018
Rodney Kim SuzukiPruco Securities, LLC.MML Investors Services, LLC01-05-2018
Maurice Delshawn WrightPruco Securities, LLC.NYLIFE Securities LLC10-06-2017
Tony T. YangPruco Securities, LLC.UnionBanc Investment Services, LLC08-23-2017
Joaquin E. WallacePruco Securities, LLC.Hornor, Townsend & Kent, LLC07-07-2017
Phillip Chartchai KiriboonPruco Securities, LLC.MML Investors Services, LLC05-16-2017
Alvan Ian ShanePruco Securities, LLC.Cetera Financial Specialists LLC$10004-11-2017
Shawn David MalonePruco Securities, LLC.BBVA Securities Inc.01-18-2017
Rosaline AlamPruco Securities, LLC.NYLIFE Securities LLC08-18-2016
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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