Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wilfredo M. PenaPruco Securities, LLC.MML Investors Services, LLC04-09-2020
Brinton Lee ParkerPruco Securities, LLC.Pruco Securities, LLC.04-01-2020
Sean Drew WeissPruco Securities, LLC.AXA Advisors, LLC03-31-2020
John Sheldon VaughanPruco Securities, LLC.Fifth Third Securities, Inc.03-10-2020
Brent Arthur PinkertonPruco Securities, LLC.Nationwide Securities, LLC$5003-06-2020
Patricia Ann ChevalierPruco Securities, LLC.Ameriprise Financial Services, LLC02-26-2020
Theo A. ConstantinePruco Securities, LLC.Kovack Securities Inc.02-20-2020
Clinton Roy Andrew HarrisPruco Securities, LLC.Northwestern Mutual Investment Services, LLC02-10-2020
Brian Joseph ZardavetsPruco Securities, LLC.ProEquities, Inc.01-17-2020
Edward Craig PitlakePruco Securities, LLC.David Lerner Associates, Inc.01-06-2020
Ernesto David RamirezPruco Securities, LLC.OneAmerica Securities, Inc.12-04-2019
Emilio Rafael Rangel Jr.Pruco Securities, LLC.OneAmerica Securities, Inc.11-12-2019
Mark Allan RydellPruco Securities, LLC.TD Ameritrade, Inc.11-08-2019
Alberto GutierrezPruco Securities, LLC.OneAmerica Securities, Inc.$2510-28-2019
Michael Scott PinkansPruco Securities, LLC.Voya Financial Advisors, Inc.10-24-2019
Molly Ryan CroylePruco Securities, LLC.Raymond James Financial Services, Inc.$15010-22-2019
Paul Jeffrey AbbottPruco Securities, LLC.Global Trust$50009-17-2019
Seema Vanessa RamroopPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10009-03-2019
Mohamed DebbaghPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2019
John Joseph LynchPruco Securities, LLC.PFS Investments Inc.08-07-2019
Louis Melvin Bell Jr.Pruco Securities, LLC.Ameriprise Financial Services, LLC$24507-17-2019
Derrick Joshua KowalPruco Securities, LLC.T. Rowe Price Investment Services, Inc.07-15-2019
Ravi Prativ PatelPruco Securities, LLC.Morgan Stanley06-17-2019
Jason Robert CalderwoodPruco Securities, LLC.PNC Investments05-21-2019
Joyanna Rebekah ArgenyPruco Securities, LLC.Woodbury Financial Services, Inc.04-16-2019
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Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.