Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melanie Lane LumpkinPruco Securities, LLC.Allstate Financial Services, LLC03-10-2020
Christopher Scott HerrinPruco Securities, LLC.Allstate Financial Services, LLC07-11-2019
Thomas Anthony PughPruco Securities, LLC.Allstate Financial Services, LLC07-11-2019
Joseph Enrico Carbone Jr.Pruco Securities, LLC.Allstate Financial Services, LLC$5007-09-2019
Joseph Ashby Faxio Jr.Pruco Securities, LLC.Morgan Stanley05-10-2019
Stephen Boswell LackeyPruco Securities, LLC.LPL Financial LLC02-12-2019
Tania Kiara RobinsonPruco Securities, LLC.MML Investors Services, LLC02-04-2019
Michael L. HinesPruco Securities, LLC.Allstate Financial Services, LLC$5009-25-2018
Patricia Angel RobertsPruco Securities, LLC.SunTrust Advisory Services, Inc.09-06-2018
Jonathan Flint AbryPruco Securities, LLC.Allstate Financial Services, LLC08-20-2018
Robert Benjamin ZantPruco Securities, LLC.Allstate Financial Services, LLC05-30-2018
Adam Michael HextellPruco Securities, LLC.Foresters Financial Services, Inc.04-20-2018
Eric Scott WilsonPruco Securities, LLC.Edward Jones02-26-2018
Mark BusbyPruco Securities, LLC.Signator Investors, Inc.11-15-2017
Afua K. BandohPruco Securities, LLC.BB&T Investment Services, Inc.10-19-2017
James Alexander WatersPruco Securities, LLC.ProEquities, Inc.07-13-2017
Laura Lee BlakePruco Securities, LLC.Money Concepts Capital Corp06-06-2017
Gary Lee MeadowsPruco Securities, LLC.MetLife Securities Inc.03-02-2017
Roderick Timothus ParhamPruco Securities, LLC.State Farm VP Management Corp.01-10-2017
Jonathon Whitacre SanningPruco Securities, LLC.NYLIFE Securities LLC12-09-2016
Robert Dale YoungPruco Securities, LLC.Csfbdirect, Inc.09-09-2016
Raymond John Godleski IIIPruco Securities, LLC.Transamerica Financial Advisors, Inc04-11-2016
Stephen Frank GiellaPruco Securities, LLC.Cornerstone Wealth Management, LLC04-05-2016
Hieu T. NguyenPruco Securities, LLC.E*TRADE Securities LLC01-08-2016
John Henry BevillePruco Securities, LLC.OneAmerica Securities, Inc.06-19-2015
Next Page »

Showing 1 to 25 of 49 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.