Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tania Kiara RobinsonPruco Securities, LLC.MML Investors Services, LLC02-04-2019
Michael L. HinesPruco Securities, LLC.Allstate Financial Services, LLC$5009-25-2018
Robert Benjamin ZantPruco Securities, LLC.Allstate Financial Services, LLC05-30-2018
James Alexander WatersPruco Securities, LLC.ProEquities, Inc.07-13-2017
Laura Lee BlakePruco Securities, LLC.Money Concepts Capital Corp06-06-2017
Umang Rajendra ThakkarPruco Securities, LLC.HD Vest Investment Services05-25-2017
Roderick Timothus ParhamPruco Securities, LLC.State Farm VP Management Corp.01-10-2017
Raymond John Godleski IIIPruco Securities, LLC.Transamerica Financial Advisors, Inc04-11-2016
Hieu T. NguyenPruco Securities, LLC.E*TRADE Securities LLC01-08-2016
John Henry BevillePruco Securities, LLC.OneAmerica Securities, Inc.06-19-2015
Donald Allan HinklePruco Securities, LLC.MetLife Securities Inc.$2508-16-2013
Renata Katherine BaranPruco Securities, LLC.MetLife Securities Inc.07-10-2013
Warren Stephen McClellanPruco Securities, LLC.GWN Securities Inc.04-01-2013
Phuc Quang LePruco Securities, LLC.Hornor, Townsend & Kent, LLC01-07-2013

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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