Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leonard Lamarr Levi Sr.Pruco Securities, LLC.Cetera Investment Services LLC06-07-2019
Timothy DenPruco Securities, LLC.Bankers Life Securities, Inc.05-06-2019
Jeffrey P. MitchellPruco Securities, LLC.Thrivent Investment Management Inc.03-21-2019
Jonathon David MerickelPruco Securities, LLC.Vivaldi Capital Management, LLC03-18-2019
Brian Patrick TwohigPruco Securities, LLC.Thrivent Investment Management Inc.02-04-2019
Jeff MorosettiPruco Securities, LLC.Thrivent Investment Management Inc.01-17-2019
Keenan M. RicePruco Securities, LLC.Country Capital Management Company10-30-2018
Terri Lynn BaileyPruco Securities, LLC.VALIC Financial Advisors, Inc.06-07-2018
Brandon Michael GrecoPruco Securities, LLC.Thrivent Investment Management Inc.04-25-2018
Toshie MiuraPruco Securities, LLC.Principal Securities, Inc.10-09-2017
Winston Jarnell Taylor Sr.Pruco Securities, LLC.MML Investors Services, LLC06-20-2017
Daniel Micheal HarleyPruco Securities, LLC.Allstate Financial Services, LLC02-13-2017
Christopher Lee MaxwellPruco Securities, LLC.Allstate Financial Services, LLC08-29-2016
Rory Levine ValentinePruco Securities, LLC.Questar Capital Corporation02-01-2016
Peter N. BedrioPruco Securities, LLC.AXA Advisors, LLC04-10-2015
Anthony RisciliPruco Securities, LLC.National Securities Corporation12-11-2014
Edward J. SchmidtPruco Securities, LLC.New England Securities12-11-2014
Keith Anthony ColgrovePruco Securities, LLC.New England Securities12-19-2013
Michael John O'SullivanPruco Securities, LLC.Allstate Financial Services, LLC10-18-2013
George Donald SutphenPruco Securities, LLC.MetLife Securities Inc.09-20-2013
Jeffrey R WilsonPruco Securities, LLC.AXA Advisors, LLC$1006-07-2018
Nancy Louise Roach-WilderPruco Securities, LLC.Sigma Financial Corporation$1004-26-2017
Lawrence Philip RosePruco Securities, LLC.LPL Financial LLC$2502-14-2017
Sabrina Jay MasonPruco Securities, LLC.Allstate Financial Services, LLC$10005-28-2019
Scott Richard HoffmanPruco Securities, LLC.Thrivent Investment Management Inc.$10004-24-2018

Showing 1 to 25 of 25 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.