Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Jude Semmes HughsPruco Securities, LLC.Bankers Life Securities, Inc.$5005-28-2019
Michael Alphen HebertPruco Securities, LLC.W&S Brokerage Services, Inc.$5012-26-2018
Hunter Charles MedlenPruco Securities, LLC.Park Avenue Securities LLC03-29-2017
William Louis Nesbit Jr.Pruco Securities, LLC.W&S Brokerage Services, Inc.01-11-2017
Thomas Craig EllisPruco Securities, LLC.Transamerica Financial Advisors, Inc08-07-2014
Jason S LaneauxPruco Securities, LLC.NYLIFE Securities LLC07-17-2014
Nana H RuslingPruco Securities, LLC.AXA Advisors, LLC12-09-2013
William Sherman Quinn Jr.Pruco Securities, LLC.MetLife Securities Inc.11-26-2013
Albert Frederick Peterson IIIPruco Securities, LLC.MetLife Securities Inc.11-19-2013
Edmund Whitfield Holmes IIIPruco Securities, LLC.MetLife Securities Inc.08-21-2013
Stephen Michael RosierePruco Securities, LLC.NYLIFE Securities LLC03-20-2013
James Allen Churchill Jr.Pruco Securities, LLC.Raymond James & Associates, Inc.02-01-2013
Mark Keith KebodeauxPruco Securities, LLC.First Financial Securities of America, Inc.10-15-2012
Jody Paul McdonaldPruco Securities, LLC.NYLIFE Securities LLC05-21-2012
Shane Paul MayeuxPruco Securities, LLC.MWA Financial Services Inc.05-21-2012
Rebecca Luckey MartinPruco Securities, LLC.NYLIFE Securities LLC05-07-2012
Russell Anderson ObeePruco Securities, LLC.AXA Advisors, LLC$1003-29-2012
Bernard Myrlen Baudin Jr.Pruco Securities, LLC.NYLIFE Securities LLC09-29-2011
Michael Charles LepperPruco Securities, LLC.Lincoln Financial Advisors Corporation08-20-2010

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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