Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Donald SpeddenPruco Securities, LLC.Eagle Strategies LLC$15010-23-2019
James David BurleighPruco Securities, LLC.VALIC Financial Advisors, Inc.06-06-2019
Ryan Robert RushePruco Securities, LLC.NYLIFE Securities LLC01-09-2018
David BaitelPruco Securities, LLC.M&T Securities, Inc.10-05-2017
Michael R. LentzPruco Securities, LLC.M&T Securities, Inc.10-05-2017
Francisco D. ValerianoPruco Securities, LLC.MML Investors Services, LLC$3409-05-2017
Derilyn FreemanPruco Securities, LLC.NYLIFE Securities LLC09-01-2017
Scott John AlfordPruco Securities, LLC.NYLIFE Securities LLC06-22-2017
Nathan Michael BadowskiPruco Securities, LLC.NYLIFE Securities LLC$1005-30-2017
Christopher Sean MaiensheinPruco Securities, LLC.Park Avenue Securities LLC03-21-2017
Jaimie Kim CorcoranPruco Securities, LLC.Morgan Stanley01-18-2017
Daniel Jay MillerPruco Securities, LLC.NYLIFE Securities LLC$3509-07-2016
Mark Charles FuhrPruco Securities, LLC.SagePoint Financial, Inc.05-24-2016
Randall Martin BeckerPruco Securities, LLC.AXA Advisors, LLC05-19-2015
Alex E. WalkerPruco Securities, LLC.MML Investors Services, LLC03-04-2015
William Morgan WatsonPruco Securities, LLC.Crown Capital Securities, L.P.01-29-2014
Jeremy W. AustinPruco Securities, LLC.NYLIFE Securities LLC12-13-2013
Eli Ben-ZevPruco Securities, LLC.Morgan Stanley04-23-2012

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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