Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason A SpataforaPruco Securities, LLC.Edward Jones08-24-2020
William Gerry Keene IIIPruco Securities, LLC.MML Investors Services, LLC03-18-2020
David Edward ErnstPruco Securities, LLC.TIAA-CREF Individual & Institutional Services, LLC$1312-03-2019
Thomas Richard WrightPruco Securities, LLC.Edward Jones11-29-2019
Catherine Irene FortierPruco Securities, LLC.Capital Markets IQ, LLC11-26-2019
James Edward WegerPruco Securities, LLC.First Command Financial Planning, Inc.11-19-2019
Aaron Wayne RochePruco Securities, LLC.OneAmerica Securities, Inc.10-02-2019
Susan Bowman AdamsPruco Securities, LLC.NYLIFE Securities LLC06-28-2019
Anthony Michael ManasseriPruco Securities, LLC.Thrivent Investment Management Inc.05-22-2019
Timothy Brian NeerPruco Securities, LLC.Principal Securities, Inc.01-30-2019
Scott Christopher NolenPruco Securities, LLC.Saybrus Equity Services, LLC09-26-2018
Keith Wade HurstPruco Securities, LLC.LPL Financial LLC$1,00009-07-2018
Adam James MaddoxPruco Securities, LLC.Thrivent Investment Management Inc.06-29-2018
David Paul HuntPruco Securities, LLC.Thrivent Investment Management Inc.05-02-2018
Edward Olin Jones Jr.Pruco Securities, LLC.First Command Financial Planning, Inc.12-19-2017
Kevin Paul MorkasselPruco Securities, LLC.Investment Centers of America, Inc.$1010-02-2017
Michael Paul NemetzPruco Securities, LLC.Allstate Financial Services, LLC03-30-2017
Nicholas Andrew HesterPruco Securities, LLC.The Leaders Group, Inc.01-18-2017
Keith Edward MorrisPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-06-2016
Michael Steven GryglewskiPruco Securities, LLC.Edward Jones07-13-2016
Andrew B. KazenPruco Securities, LLC.Edward Jones05-04-2016
Matthew Ryan TiefenbrunnPruco Securities, LLC.Farmers Financial Solutions, LLC07-09-2015
Jason Lynn SparksPruco Securities, LLC.Edward Jones06-22-2015
Robert George Haddenhorst Jr.Pruco Securities, LLC.New England Securities$1012-19-2014
Timothy M. NolanPruco Securities, LLC.Farmers Financial Solutions, LLC09-22-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.