Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anthony ValinottiPruco Securities, LLC.Equity Services, Inc.10-30-2018
Brian A EisenmanPruco Securities, LLC.Ameriprise Financial Services, Inc.$2505-22-2018
Daniel Joseph DolanPruco Securities, LLC.Morgan Stanley02-28-2018
Michael Anthony GriffinPruco Securities, LLC.Signator Investors, Inc.$102-26-2018
John David SavoiePruco Securities, LLC.LPL Financial LLC$1,00002-01-2018
Sean Michael ShepherdPruco Securities, LLC.Ameriprise Financial Services, Inc.12-10-2017
Daniel Michael RodgersPruco Securities, LLC.MML Investors Services, LLC11-21-2017
Michael I PalumboPruco Securities, LLC.Park Avenue Securities LLC07-28-2017
Reuben Domingues DealmeidaPruco Securities, LLC.Santander Securities LLC07-26-2017
Raylon Michael CatlettPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2017
Matthew Raymond MarinoPruco Securities, LLC.MML Investors Services, LLC05-10-2017
Zhong Da WangPruco Securities, LLC.MetLife Securities Inc.03-09-2017
Kimberly Dana HohnPruco Securities, LLC.Summit Equities, Inc.02-27-2017
Jack Anthony ForlenzaPruco Securities, LLC.Capital One Investing, LLC$20012-14-2016
John Emmanuel Llemos IIPruco Securities, LLC.AXA Advisors, LLC11-22-2016
Matthew Joseph WallPruco Securities, LLC.Purshe Kaplan Sterling Investments10-10-2016
Riwa Teresa CrincoliPruco Securities, LLC.Allstate Financial Services, LLC09-23-2016
Shenghua WangPruco Securities, LLC.MetLife Securities Inc.09-20-2016
Jill Diane CooleyPruco Securities, LLC.Park Avenue Securities LLC$109-02-2016
Susan Heather WittePruco Securities, LLC.The Leaders Group, Inc.07-26-2016
David Gary KronstatPruco Securities, LLC.Allstate Financial Services, LLC$1006-28-2016
Gennaro CostigliolaPruco Securities, LLC.Southeast Investments, N.C., Inc.06-03-2016
Joshua GoldsmithPruco Securities, LLC.AXA Advisors, LLC05-25-2016
Aaron Matthew VerdilePruco Securities, LLC.NYLIFE Securities LLC05-23-2016
Jeffrey Stuart LewisPruco Securities, LLC.The Leaders Group, Inc.$10004-13-2016
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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