Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph K. PedersenPruco Securities, LLC.Pruco Securities, LLC.04-15-2020
Michael Thomas JonesPruco Securities, LLC.Morgan Stanley04-13-2020
Michael Andre MacieiraPruco Securities, LLC.Pruco Securities, LLC.04-08-2020
Derek Eliot DobinPruco Securities, LLC.Pruco Securities, LLC.04-08-2020
Valencia Juliet Pearson-MaponyaPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-18-2020
Philip James GranucciPruco Securities, LLC.MML Investors Services, LLC02-13-2020
Charles M FixterPruco Securities, LLC.AXA Advisors, LLC02-11-2020
Ashok RajanPruco Securities, LLC.Janney Montgomery Scott LLC$5001-27-2020
Peter William McCormackPruco Securities, LLC.Park Avenue Securities LLC01-21-2020
Kimberly Ann SmallPruco Securities, LLC.Klarity Financial LLC01-16-2020
Frank MastrosimonePruco Securities, LLC.Royal Alliance Associates, Inc.$5001-15-2020
Benjamin Shanley HansellPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-14-2020
Jennifer Mary WenzelPruco Securities, LLC.Hornor, Townsend & Kent, LLC01-06-2020
Christopher Walter EblePruco Securities, LLC.Citigroup Global Markets Inc.12-16-2019
Stephen Thomas GreggPruco Securities, LLC.VALIC Financial Advisors, Inc.12-12-2019
Charles Calogero LociceroPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2019
Vanessa Sandra MahoneyPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2019
Stephanie Ann MaionePruco Securities, LLC.OneAmerica Securities, Inc.10-22-2019
Kevin Ford LambersonPruco Securities, LLC.MML Investors Services, LLC09-10-2019
Alan David JacobsonPruco Securities, LLC.Lincoln Financial Advisors Corporation$15008-29-2019
Brian Kang LeePruco Securities, LLC.Securian Financial Services, Inc.08-12-2019
Arjay Sy IgnacioPruco Securities, LLC.Securian Financial Services, Inc.$5008-05-2019
Louis Arnold La Medica Jr.Pruco Securities, LLC.Nationwide Securities, LLC08-02-2019
Yahui LuPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-26-2019
Karen Ann SmithPruco Securities, LLC.J.P. Morgan Securities LLC07-11-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a ā€œ ā€” ā€œ is listed in the recordā€™s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.