Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Geoffrey Nicholas CareyPruco Securities, LLC.Affinity Investment Services, LLC06-10-2011
Nebil N Al-ShawafPruco Securities, LLC.Allstate Financial Services, LLC07-01-2019
Riwa Teresa CrincoliPruco Securities, LLC.Allstate Financial Services, LLC09-23-2016
David Gary KronstatPruco Securities, LLC.Allstate Financial Services, LLC$1006-28-2016
Robert Michael HaddadPruco Securities, LLC.Allstate Financial Services, LLC$1007-30-2012
Brian A. EisenmanPruco Securities, LLC.Ameriprise Financial Services, LLC$2505-22-2018
Sean Michael ShepherdPruco Securities, LLC.Ameriprise Financial Services, LLC12-10-2017
Adam Benjamin KayPruco Securities, LLC.Ameriprise Financial Services, LLC02-24-2016
Charles M FixterPruco Securities, LLC.AXA Advisors, LLC02-11-2020
Andy GarciaPruco Securities, LLC.AXA Advisors, LLC05-31-2019
Chi Kwong Kwong CheungPruco Securities, LLC.AXA Advisors, LLC04-03-2019
Robert James GartnerPruco Securities, LLC.AXA Advisors, LLC09-21-2018
Anthony Michael RoegiersPruco Securities, LLC.AXA Advisors, LLC10-23-2017
John Emmanuel Llemos IIPruco Securities, LLC.AXA Advisors, LLC11-22-2016
Joshua GoldsmithPruco Securities, LLC.AXA Advisors, LLC05-25-2016
Kevin Ford LambersonPruco Securities, LLC.AXA Advisors, LLC10-02-2015
Adam J WeisbergPruco Securities, LLC.AXA Advisors, LLC04-28-2015
Rakesh S. AgrawalPruco Securities, LLC.AXA Advisors, LLC06-06-2014
Reginald Scott McCallPruco Securities, LLC.AXA Advisors, LLC04-30-2012
Gene-Ann PesanoPruco Securities, LLC.AXA Advisors, LLC09-22-2011
Lesley Ann McCarthyPruco Securities, LLC.AXA Advisors, LLC02-25-2011
Richard John WilliamsPruco Securities, LLC.AXA Advisors, LLC11-23-2009
Gennaro CostigliolaPruco Securities, LLC.AXA Advisors, LLC08-24-2009
Salvatore LiontiPruco Securities, LLC.Canaccord Genuity LLC09-18-2014
Robert Cooper FergusonPruco Securities, LLC.Cetera Financial Specialists LLC05-01-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.