Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Michael JenkinsPruco Securities, LLC.M&T Securities, Inc.09-04-2019
Charles MolloyPruco Securities, LLC.PNC Investments09-04-2019
Ryan James SmithPruco Securities, LLC.AXA Advisors, LLC08-27-2019
Alex WilliamsPruco Securities, LLC.Park Avenue Securities LLC06-18-2019
Alcira BurgdoerferPruco Securities, LLC.NYLIFE Securities LLC03-21-2019
Robert Steven GershonPruco Securities, LLC.NYLIFE Securities LLC03-13-2019
Robert Gerard MoonePruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
James LicataPruco Securities, LLC.AXA Advisors, LLC03-05-2019
Fredrika Nadja SidoroffPruco Securities, LLC.Morgan Stanley01-16-2019
Marion D. WhitfieldPruco Securities, LLC.MML Investors Services, LLC01-15-2019
Russell Corey CherkesPruco Securities, LLC.AXA Advisors, LLC12-04-2018
Rachel BroytmanPruco Securities, LLC.NYLIFE Securities LLC11-30-2018
John Patrick BussPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5010-23-2018
Lauren Jean Mcnally O'ConnellPruco Securities, LLC.Park Avenue Securities LLC09-27-2018
Shuang GuoPruco Securities, LLC.NYLIFE Securities LLC09-13-2018
Marguerite N DanielsPruco Securities, LLC.MML Investors Services, LLC$23008-23-2018
David Leonard CarraturoPruco Securities, LLC.IRC Securities LLC08-10-2018
Sandra Yvonne GreenPruco Securities, LLC.NYLIFE Securities LLC08-08-2018
Kevin Charles KlugePruco Securities, LLC.MML Investors Services, LLC$5006-28-2018
Anthony David BaeumlerPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.05-31-2018
Ronald John GniazdowskiPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.05-29-2018
Don CenturioniPruco Securities, LLC.Ameritas Investment Corp.$5005-03-2018
Thomas Sutton StaffordPruco Securities, LLC.MML Investors Services, LLC$1001-26-2018
Mark Nene MagnusenPruco Securities, LLC.Fidelity Brokerage Services LLC01-16-2018
Derek Lawrence BotwinickPruco Securities, LLC.Principal Securities, Inc.$2410-04-2017
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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