Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alcira BurgdoerferPruco Securities, LLC.NYLIFE Securities LLC03-21-2019
Alec ChernenkoPruco Securities, LLC.J.H. Darbie & Co., Inc.01-10-2013
Alex WilliamsPruco Securities, LLC.Park Avenue Securities LLC06-18-2019
Amal D GawlePruco Securities, LLC.UBS Financial Services Inc.06-01-2009
Andrae Dwayne DelisserPruco Securities, LLC.NYLIFE Securities LLC08-11-2016
Anthony David BaeumlerPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.05-31-2018
Anthony Thomas Giuliante Jr.Pruco Securities, LLC.MetLife Securities Inc.01-28-2015
Aron Adam MestelPruco Securities, LLC.AXA Advisors, LLC$1009-07-2016
Brendan GallagherPruco Securities, LLC.Hartfield, Titus & Donnelly, LLC05-18-2016
Bruce Morley DeppolitiPruco Securities, LLC.MetLife Securities Inc.11-29-2016
Bryan WeinsteinPruco Securities, LLC.MetLife Securities Inc.02-10-2015
Charles MolloyPruco Securities, LLC.PNC Investments09-04-2019
Christopher Ryan JohnsonPruco Securities, LLC.MetLife Securities Inc.11-29-2016
Cole Howard OramPruco Securities, LLC.AXA Advisors, LLC05-17-2017
Craig Frederick LevyPruco Securities, LLC.MetLife Securities Inc.08-03-2016
Dana Samuel WestPruco Securities, LLC.HSBC Securities (USA) Inc.11-18-2015
Daniel James Dellasala Sr.Pruco Securities, LLC.The Leaders Group, Inc.01-25-2016
Daniel Richard KovalPruco Securities, LLC.MML Investors Services, LLC05-24-2016
Darrick HokansonPruco Securities, LLC.NYLIFE Securities LLC07-24-2013
Darryl Lance ThompsonPruco Securities, LLC.Thrivent Investment Management Inc.04-18-2011
David Leonard CarraturoPruco Securities, LLC.IRC Securities LLC08-10-2018
David P HarrisPruco Securities, LLC.Cadaret, Grant & Co., Inc.06-02-2017
Derek A. MekaPruco Securities, LLC.Signator Investors, Inc.08-09-2017
Derek Lawrence BotwinickPruco Securities, LLC.Principal Securities, Inc.$2410-04-2017
Don CenturioniPruco Securities, LLC.Ameritas Investment Corp.$5005-03-2018
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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