Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack Jerome Defevers Jr.Pruco Securities, LLC.AXA Advisors, LLC07-29-2019
Michael Patrick OberholzerPruco Securities, LLC.CFD Investments, Inc.12-17-2018
Larry Glenn JacksonPruco Securities, LLC.Royal Alliance Associates, Inc.$5012-11-2018
Gregory Robert RomesPruco Securities, LLC.Questar Capital Corporation$15005-29-2018
Vincent Fabian JulianPruco Securities, LLC.The Huntington Investment Company10-25-2017
David Michael SpacePruco Securities, LLC.Waddell & Reed10-24-2017
Gabriel Aleia JacksonPruco Securities, LLC.W&S Brokerage Services, Inc.08-31-2017
Jeanne L DemlerPruco Securities, LLC.MML Investors Services, LLC$106-12-2017
James Cecil JohnsPruco Securities, LLC.NYLIFE Securities LLC05-23-2017
JOHN JOSEPH MORIARTYPruco Securities, LLC.J.P. Morgan Securities LLC03-29-2017
Stanley Bruce WeilandPruco Securities, LLC.Eaton Vance Distributors, Inc.03-29-2017
Kaleb Nathaniel BakerPruco Securities, LLC.National Wealth Management Group, LLC03-21-2017
Lorraine Ann JessichPruco Securities, LLC.Nationwide Investment Services Corporation12-14-2016
Charles Alexander RogersPruco Securities, LLC.Edward Jones11-23-2016
Gino R Guarnieri Jr.Pruco Securities, LLC.Park Avenue Securities LLC11-09-2016
Albert Arthur Duplace Jr.Pruco Securities, LLC.Allstate Financial Services, LLC$2510-19-2016
Keven Richard FrenchPruco Securities, LLC.Hornor, Townsend & Kent, LLC10-11-2016
Robert James GaynierPruco Securities, LLC.MML Investors Services, LLC09-27-2016
Todd Richard WeinerPruco Securities, LLC.Thrivent Investment Management Inc.09-13-2016
Christopher Alexander JanssenPruco Securities, LLC.The Huntington Investment Company07-20-2016
Christina Ann StephensonPruco Securities, LLC.MML Investors Services, LLC06-17-2016
Terry Morgan JohnsonPruco Securities, LLC.SagePoint Financial, Inc.03-28-2016
Sebastien GlinzlerPruco Securities, LLC.Northwestern Mutual Investment Services, LLC02-09-2016
Michael C. FalkPruco Securities, LLC.SA Stone Wealth Management Inc.12-11-2015
Adam Michael BakerPruco Securities, LLC.Edward Jones12-09-2015
Next Page »

Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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