Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Duncan McNallyPruco Securities, LLC.PNC Investments09-03-2020
Kraig Kerry KellerPruco Securities, LLC.Cetera Advisors LLC$4103-03-2020
James William BlevinsPruco Securities, LLC.Allstate Financial Services, LLC02-20-2020
Gerald L. Vanderhorst Jr.Pruco Securities, LLC.Cetera Advisor Networks LLC02-12-2020
Jason Aaron YoungPruco Securities, LLC.PNC Investments02-04-2020
David Alan WiedmeyerPruco Securities, LLC.Cetera Advisor Networks LLC01-16-2020
Markus Arnold JohnsonPruco Securities, LLC.NYLIFE Securities LLC$2501-08-2020
Gregory Michael TurnerPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-16-2019
Sean Micheal SencyPruco Securities, LLC.Edward Jones12-02-2019
Louis John Berrodin IIIPruco Securities, LLC.Northwestern Mutual Investment Services, LLC11-26-2019
Gregory Reid DavisPruco Securities, LLC.Farmers Financial Solutions, LLC10-29-2019
Juan MarcanoPruco Securities, LLC.Ameriprise Financial Services, LLC10-14-2019
Andrew J. BeckmanPruco Securities, LLC.Key Investment Services LLC09-23-2019
Matthew Ryan McCleesePruco Securities, LLC.Arcadia Financial Partners, LLC08-13-2019
Alexandra Morgan SalePruco Securities, LLC.AXA Advisors, LLC08-06-2019
Jeffry R GibsonPruco Securities, LLC.Edward Jones07-31-2019
Mario Emerson CarusoPruco Securities, LLC.W&S Brokerage Services, Inc.07-29-2019
Jack Jerome Defevers Jr.Pruco Securities, LLC.AXA Advisors, LLC07-29-2019
Bradley Kyle VandervluchtPruco Securities, LLC.Ameriprise Financial Services, LLC07-02-2019
Shane Daniel PrierPruco Securities, LLC.J.J.B. Hilliard, W.L. Lyons, LLC$15005-09-2019
Richard Michael SchlaackPruco Securities, LLC.AXA Advisors, LLC04-29-2019
Jeffry Francis AxePruco Securities, LLC.Ameriprise Financial Services, LLC04-08-2019
Donna Arnold ShireyPruco Securities, LLC.Equity Services, Inc.01-29-2019
Michael Patrick OberholzerPruco Securities, LLC.CFD Investments, Inc.12-17-2018
Larry Glenn JacksonPruco Securities, LLC.Royal Alliance Associates, Inc.$5012-11-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.