Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
J. Stephen Stephen RichardsonPruco Securities, LLC.LPL Financial LLC10-08-2018
Edward Lee Kelley Jr.Pruco Securities, LLC.Lincoln Financial Advisors Corporation$1009-14-2018
Andrew Harvey SchallPruco Securities, LLC.Cambridge Investment Research, Inc.$2407-03-2018
David M GarresPruco Securities, LLC.Northwest Advisors, Inc.03-09-2018
Patrick Forrest McgroganPruco Securities, LLC.MML Investors Services, LLC$111-28-2017
Thomas Norman TornowPruco Securities, LLC.MML Investors Services, LLC11-07-2017
Colin Lennon BrightPruco Securities, LLC.Ameritas Investment Corp.09-26-2017
Alan Robert CohenPruco Securities, LLC.Nationwide Securities, LLC09-18-2017
Randy Charles ZimmermanPruco Securities, LLC.MML Investors Services, LLC09-08-2017
Eric Steven PickerPruco Securities, LLC.Oppenheimer & Co. Inc.08-01-2017
Scott Leslie MilsteinPruco Securities, LLC.LPL Financial LLC05-30-2017
Christopher William LynchPruco Securities, LLC.LPL Financial LLC04-10-2017
Sarah Elizabeth BrechbuehlPruco Securities, LLC.Ameriprise Financial Services, Inc.03-28-2017
Eric Michael GowerPruco Securities, LLC.MetLife Securities Inc.03-07-2017
James Michael JoycePruco Securities, LLC.Foresters Financial Services, Inc.08-08-2016
Aaron Michael KatylPruco Securities, LLC.Signator Investors, Inc.06-13-2016
Matthew B RaderPruco Securities, LLC.Transamerica Financial Advisors, Inc06-08-2016
Randall GlickPruco Securities, LLC.PNC Investments05-09-2016
William Gerald BarnishPruco Securities, LLC.Citizens Securities, Inc.04-08-2016
Pene Sue ShoemakerPruco Securities, LLC.PFS Investments Inc.02-01-2016
Michael Angelo ColkittPruco Securities, LLC.NYLIFE Securities LLC01-27-2016
Nathan Donald ObringerPruco Securities, LLC.State Farm VP Management Corp.01-11-2016
Joseph Steven StengelPruco Securities, LLC.MetLife Securities Inc.12-23-2015
Thomas Michael ConroyPruco Securities, LLC.Independent Financial Partners12-18-2015
Sigrid Marguerita RheaPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.11-30-2015
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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