Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Samuel HaislopPruco Securities, LLC.Allstate Financial Services, LLC07-09-2020
Christopher M BurnettePruco Securities, LLC.Mutual of Omaha Investor Services, Inc.06-23-2020
Gerald William WerlauPruco Securities, LLC.Waddell & Reed05-12-2020
Jeremy ToolePruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2020
Michael Lee HerndonPruco Securities, LLC.MML Investors Services, LLC12-24-2019
Melissa Gay EthridgePruco Securities, LLC.Nationwide Securities, LLC09-19-2019
Carolyn K PaulPruco Securities, LLC.Nationwide Securities, LLC08-29-2019
Leroy Orlando Summers JrPruco Securities, LLC.MML Investors Services, LLC08-13-2019
Carlas Wade DixonPruco Securities, LLC.Bankers Life Securities, Inc.03-19-2019
James Blair Frazier VPruco Securities, LLC.NYLIFE Securities LLC02-05-2019
Karen Nunn HortonPruco Securities, LLC.Capitol Securities Management, Inc.01-07-2019
Michael Ray FowlerPruco Securities, LLC.W&S Brokerage Services, Inc.04-05-2018
Renee Andree MontenyohlPruco Securities, LLC.Allstate Financial Services, LLC$5007-12-2017
William Keith Johnson SrPruco Securities, LLC.Allstate Financial Services, LLC01-13-2017
Joseph Shane SilvaPruco Securities, LLC.Allstate Financial Services, LLC$2503-25-2015
Kevin Copple AustinPruco Securities, LLC.MetLife Securities Inc.03-27-2014
John Anthony LentiPruco Securities, LLC.Ameritas Investment Company, LLC07-10-2013

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.