Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ahren Richard SchulzPruco Securities, LLC.LPL Financial LLC04-13-2020
Abid A. KhanPruco Securities, LLC.Pruco Securities, LLC.04-02-2020
Spencer B. VowellPruco Securities, LLC.Pruco Securities, LLC.04-02-2020
William Brandon NiesmanPruco Securities, LLC.First Command Financial Planning, Inc.02-27-2020
Jaime Alberto ChavezPruco Securities, LLC.MML Investors Services, LLC$1,00001-09-2020
Daniel Andre BreisacherPruco Securities, LLC.J.P. Morgan Securities LLC$10009-05-2019
Carlos Alfredo Alvarez AmayaPruco Securities, LLC.NYLIFE Securities LLC08-27-2019
Mark O. KimPruco Securities, LLC.Transamerica Financial Advisors, Inc08-23-2019
George Anthony PirronePruco Securities, LLC.NYLIFE Securities LLC08-01-2019
Timothy James BosworthPruco Securities, LLC.Bankers Life Advisory Services, Inc.08-01-2019
Timothy W. TaylorPruco Securities, LLC.Park Avenue Securities LLC07-24-2019
Rachelle Ann LanierPruco Securities, LLC.Park Avenue Securities LLC05-03-2019
Joseph Anthony SotoPruco Securities, LLC.MML Investors Services, LLC04-29-2019
Denise Annette MolinePruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2019
Charles H. Blacknall Sr.Pruco Securities, LLC.Allstate Financial Services, LLC04-04-2019
Kent Lamar HurdPruco Securities, LLC.TIAA-CREF Individual & Institutional Services, LLC$5003-13-2019
Mark Kevin QuarlesPruco Securities, LLC.MML Investors Services, LLC03-06-2019
John Marshall HarlanPruco Securities, LLC.Mariner Investment Group$4803-06-2019
Anthony Winston Landry Jr.Pruco Securities, LLC.ProEquities, Inc.$10003-04-2019
Patrick Graham Malone Sr.Pruco Securities, LLC.MML Investors Services, LLC03-04-2019
Michael Douglas ConwayPruco Securities, LLC.Edward Jones01-28-2019
Jessica L. WalgenbachPruco Securities, LLC.NYLIFE Securities LLC01-14-2019
David Archer HinesPruco Securities, LLC.Park Avenue Securities LLC01-09-2019
Joy Lori SimarPruco Securities, LLC.MML Investors Services, LLC12-17-2018
Cynthia M. MichelPruco Securities, LLC.Allstate Financial Services, LLC12-13-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.