Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Paul CourPruco Securities, LLC.Regulus Advisors, LLC04-10-2020
Kristina DraperPruco Securities, LLC.Voya Financial Advisors, Inc.04-07-2020
Geritt Chase FrantzPruco Securities, LLC.J.P. Morgan Securities LLC01-09-2020
Josef D. McCoyPruco Securities, LLC.Farmers Financial Solutions, LLC12-09-2019
Robert Wayne HopkinsPruco Securities, LLC.State Farm VP Management Corp.08-14-2019
Ryan C MorrisonPruco Securities, LLC.Edward Jones07-02-2019
Mustafa Muhammad Hassaan Ali HollingsPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-20-2019
Andrew Thomas FaganPruco Securities, LLC.Advisory Services Network03-26-2019
Tammara Marie UptonPruco Securities, LLC.Key Investment Services LLC02-25-2019
Holly Anne HunsingerPruco Securities, LLC.Waddell & Reed12-05-2018
Gregory Clark CollinsPruco Securities, LLC.Waddell & Reed11-07-2018
Joseph Matthew BarrPruco Securities, LLC.TIAA-CREF Individual & Institutional Services, LLC06-05-2018
Stephen M. SchultzPruco Securities, LLC.Client One Securities LLC05-15-2018
Peter Michael EspositoPruco Securities, LLC.Charles Schwab & Co., Inc.03-28-2018
Jason Cole StorjohannPruco Securities, LLC.Voya Investments Distributor, LLC03-20-2018
Timothy James WagnerPruco Securities, LLC.Edward Jones02-06-2018
Roseann Mary PinciottoPruco Securities, LLC.Waddell & Reed01-24-2018
Benjamin David RogersPruco Securities, LLC.Northwestern Mutual Investment Services, LLC01-23-2018
David Randal GouldPruco Securities, LLC.Sigma Financial Corporation01-12-2018
Arthur Ring BestPruco Securities, LLC.LPL Financial LLC$1012-06-2017
Derek T. MainPruco Securities, LLC.TIAA-CREF Individual & Institutional Services, LLC$1112-06-2017
David Lee RutanPruco Securities, LLC.Waddell & Reed10-02-2017
Scott J. MeredithPruco Securities, LLC.Waddell & Reed10-02-2017
Deborah Jean DodsonPruco Securities, LLC.Waddell & Reed$2509-14-2017
Gary J. KnoppPruco Securities, LLC.Waddell & Reed08-11-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.