Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brenden Thomas FitzpatrickPruco Securities, LLC.MWA Financial Services Inc.06-12-2019
Jason Lee KramarPruco Securities, LLC.Thrivent Investment Management Inc.$2506-11-2019
James Paul Pelletiere JrPruco Securities, LLC.MML Investors Services, LLC06-10-2019
How Mee HuongPruco Securities, LLC.Allstate Financial Services, LLC06-10-2019
Anna M WoodPruco Securities, LLC.LPL Financial LLC06-07-2019
Leonard Lamarr LeviPruco Securities, LLC.Cetera Investment Services LLC06-07-2019
Vandolf Parish JrPruco Securities, LLC.Equitable Advisors, LLC06-06-2019
Scott Joseph BryantPruco Securities, LLC.TD Ameritrade, Inc.06-05-2019
Dennis Lynn HallPruco Securities, LLC.Woodmen Financial Services, Inc.06-04-2019
Sabrina Jay MasonPruco Securities, LLC.Allstate Financial Services, LLC$10005-28-2019
Reggie Jerome TurnerPruco Securities, LLC.EK Riley Investments, LLC$15005-22-2019
Anthony Michael ManasseriPruco Securities, LLC.Thrivent Investment Management Inc.05-22-2019
Daniel Ronald Gagnon SrPruco Securities, LLC.MML Investors Services, LLC$5005-21-2019
Raul Rafael MorenoPruco Securities, LLC.Citigroup Global Markets Inc.$12405-21-2019
Jason Robert CalderwoodPruco Securities, LLC.PNC Investments05-21-2019
Kevin Dale EngebretsonPruco Securities, LLC.Equitable Advisors, LLC05-21-2019
Robert Hall LanePruco Securities, LLC.Brokers International Financial Services, LLC.05-17-2019
Joseph Ashby FaxioPruco Securities, LLC.Morgan Stanley05-10-2019
Antonio MagallanezPruco Securities, LLC.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Shane Daniel PrierPruco Securities, LLC.J.J.B. Hilliard, W.L. Lyons, LLC$15005-09-2019
Murray WelchPruco Securities, LLC.MWA Financial Services Inc.05-06-2019
Timothy DenPruco Securities, LLC.Bankers Life Securities, Inc.05-06-2019
Rachelle Ann LanierPruco Securities, LLC.Park Avenue Securities LLC05-03-2019
Joseph Anthony PietrykowskiPruco Securities, LLC.Santander Securities LLC05-02-2019
Richard SchlaackPruco Securities, LLC.Equitable Advisors, LLC04-29-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.