Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jill Marie MinettePruco Securities, LLC.Waddell & Reed07-22-2019
Dean Kerwin DunbarPruco Securities, LLC.Edward Jones07-22-2019
Louis Melvin Bell JrPruco Securities, LLC.Ameriprise Financial Services, LLC$24507-17-2019
Derrick Joshua KowalPruco Securities, LLC.T. Rowe Price Investment Services, Inc.07-15-2019
Christopher Scott HerrinPruco Securities, LLC.Allstate Financial Services, LLC07-11-2019
Thomas Anthony PughPruco Securities, LLC.Allstate Financial Services, LLC07-11-2019
Bryan Adam RentschlerPruco Securities, LLC.Edward Jones07-11-2019
Joseph Enrico Carbone JrPruco Securities, LLC.Allstate Financial Services, LLC$5007-09-2019
Kenneth George McAuleyPruco Securities, LLC.First Republic Securities Company, LLC$15007-02-2019
Bradley Kyle VandervluchtPruco Securities, LLC.Ameriprise Financial Services, LLC07-02-2019
Ryan C MorrisonPruco Securities, LLC.Edward Jones07-02-2019
Nebil N Al-ShawafPruco Securities, LLC.Allstate Financial Services, LLC07-01-2019
Susan Bowman AdamsPruco Securities, LLC.NYLIFE Securities LLC06-28-2019
Arthur KorsunPruco Securities, LLC.Equitable Advisors, LLC06-26-2019
Raymond S OffenburgerPruco Securities, LLC.Sorrento Pacific Financial, LLC06-25-2019
John K MauraPruco Securities, LLC.Key Investment Services LLC06-25-2019
Brian C LeePruco Securities, LLC.Equitable Advisors, LLC06-24-2019

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.