Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffery Sam DecantPurshe Kaplan Sterling InvestmentsThrivent Investment Management Inc.09-24-2020
Corey James SchmidtPurshe Kaplan Sterling InvestmentsThrivent Investment Management Inc.$10009-24-2020
Zachary Anders LarsonPurshe Kaplan Sterling InvestmentsThrivent Investment Management Inc.$10009-24-2020
Gerd Jon BentsPurshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC09-23-2020
Wallace Edward SuttonPurshe Kaplan Sterling InvestmentsSecurities Service Network, LLC$15009-11-2020
George Flurence Crowley IIIPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$15009-10-2020
Jeffrey Alan SeitzPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$5009-10-2020
Louis C CilibertiPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC09-10-2020
Sherry Lynn TomaselloPurshe Kaplan Sterling InvestmentsLPL Financial LLC09-09-2020
Andrew Glass ConnerPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$2508-24-2020
Melissa Laura CournyerPurshe Kaplan Sterling InvestmentsBankers Life Securities, Inc.08-14-2020
Kenneth L Macdonald JrPurshe Kaplan Sterling InvestmentsSigma Financial Corporation08-11-2020
Rachel Marie MeyerPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.08-03-2020
Timothy Allen ReganPurshe Kaplan Sterling InvestmentsThrivent Investment Management Inc.07-30-2020
Christopher John HitzmanPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC07-22-2020
Cory Marion FaucheuxPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC07-22-2020
Jayne Williams GoertzPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC07-20-2020
Michael Lawrence DursoPurshe Kaplan Sterling InvestmentsMorgan Stanley$2507-18-2020
Michael C LombardiPurshe Kaplan Sterling InvestmentsMorgan Stanley07-18-2020
Lawrence DursoPurshe Kaplan Sterling InvestmentsMorgan Stanley07-17-2020
Jon Ronald SpringerPurshe Kaplan Sterling InvestmentsLPL Financial LLC07-16-2020
David Brian CarrollPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10007-16-2020
Andrew Scott RosenPurshe Kaplan Sterling InvestmentsSecurities Service Network, LLC07-16-2020
Kyle HillPurshe Kaplan Sterling InvestmentsSecurities Service Network, LLC$10007-15-2020
David P LevyPurshe Kaplan Sterling InvestmentsSecurities Service Network, LLC07-15-2020
Next Page »

Showing 1 to 25 of 547 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.