Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Akiro LawsPurshe Kaplan Sterling InvestmentsThrivent Investment Management Inc.$5009-26-2019
Clinton Wayne CooperPurshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC$5009-16-2019
Eric Andrew DitonPurshe Kaplan Sterling InvestmentsMorgan Stanley$15008-30-2019
Robert Joseph ConzoPurshe Kaplan Sterling InvestmentsMorgan Stanley$5008-30-2019
Charles Sherwood Cooper IIIPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$1,00008-23-2019
Jonathan Grant GarlowPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$1,00008-23-2019
Mark A. FinelliPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-15-2019
Mark A. FinelliPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-15-2019
Cheri Anne YoungPurshe Kaplan Sterling InvestmentsWoodbury Financial Services, Inc.08-13-2019
Daniel Patrick McHughPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$5008-13-2019
Brennan Ambrose GmeinerPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.07-15-2019
Glenn Richmond RoyalPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Michele Alice JonesPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Hovsep Ohannes DermenjianPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.$5005-24-2019
Miste Lee CliadakisPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.$5005-17-2019
Melanie Nicole FingletonPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.05-17-2019
Steven H. CliadakisPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.05-17-2019
Kevin G. BauerPurshe Kaplan Sterling InvestmentsWorld Equity Group, Inc.$25005-10-2019
Thomas William LeidnerPurshe Kaplan Sterling InvestmentsMorgan Stanley$2505-10-2019
Whitney C StrublePurshe Kaplan Sterling InvestmentsMorgan Stanley05-10-2019
Craig Douglas FindleyPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$1,00005-09-2019
Nicholas Winford HughesPurshe Kaplan Sterling InvestmentsInnovative Advisory Partners, LLC02-12-2019
Debra Ann GardiPurshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC01-22-2019
Joseph Nino FilosaPurshe Kaplan Sterling InvestmentsMorgan Stanley$5001-18-2019
Jordan M GrabowskiPurshe Kaplan Sterling InvestmentsMML Investors Services, LLC$1001-18-2019
Next Page »

Showing 1 to 25 of 312 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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