Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian A. VaughnPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Alan Dixon BeuggPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$15001-22-2014
Alan L. BroderickPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$20003-01-2018
Alaric E. GothPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.11-04-2014
Alex Youssef JeffersonPurshe Kaplan Sterling InvestmentsHalliday Financial, LLC03-05-2010
Andrea Lee OrlandoPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Andrea Marie MientkiewiczPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Andrew Charles LordPurshe Kaplan Sterling InvestmentsInvestors Capital Corp.$10008-24-2016
Andrew J. FarinelliPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.11-05-2014
Andrew MossPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Andrew William ArnoldPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10001-23-2015
Andrew William PhelanPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Angela M RosarioPurshe Kaplan Sterling InvestmentsAskar Corp.01-12-2012
Ann Molloy DaggPurshe Kaplan Sterling InvestmentsArvest Wealth Management$15001-16-2014
Anthony Louis D'Arminio Jr.Purshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-20-2018
Anthony Shane BellPurshe Kaplan Sterling InvestmentsSecurities America, Inc.03-02-2018
April Marie CollinsPurshe Kaplan Sterling InvestmentsHD Vest Investment Services11-15-2017
Benjamin Akiro LawsPurshe Kaplan Sterling InvestmentsThrivent Investment Management Inc.$5009-26-2019
Benjamin EichmanPurshe Kaplan Sterling InvestmentsJ.P. Morgan Securities LLC09-08-2015
Benjamin Stuart BrainardPurshe Kaplan Sterling InvestmentsMorgan Stanley & Co. LLC03-27-2009
Bert Thomas BowlerPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$1004-21-2017
Bradley C. BarnesPurshe Kaplan Sterling InvestmentsMorgan Stanley$20007-28-2017
Brennan Ambrose GmeinerPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.07-15-2019
Brett Philip HarrisPurshe Kaplan Sterling InvestmentsLPL Financial LLC07-29-2016
Brette H. MacleanPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$2507-01-2011
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Showing 1 to 25 of 313 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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