Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Ryan BlahuschPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Michael Scott WagnerPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-04-2015
Michele Alice JonesPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-14-2019
Milind Pinak DalalPurshe Kaplan Sterling InvestmentsPruco Securities, LLC.10-14-2013
Miste Lee CliadakisPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.$5005-17-2019
Morgan F. Murphy IVPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.11-06-2014
Nancy Pizarro MercadoPurshe Kaplan Sterling InvestmentsMorgan Stanley$10005-19-2017
Nicholas E SiminiPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Nicholas J. FilanoPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.11-07-2014
Nicholas Loran ElovitzPurshe Kaplan Sterling InvestmentsWoodbury Financial Services, Inc.10-01-2010
Nicholas Raymond KraszykPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.10-01-2010
Nicholas Winford HughesPurshe Kaplan Sterling InvestmentsInnovative Advisory Partners, LLC02-12-2019
Parker William Austin MoodyPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Patrick A. LawlerPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Patrick Douglas MundlinPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-28-2019
Patrick James ChirchirilloPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Paul Joseph HarneyPurshe Kaplan Sterling InvestmentsInvestment Professionals, Inc.01-25-2017
Paul Stephen StanleyPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$5006-15-2015
Paul Vernon HenslerPurshe Kaplan Sterling InvestmentsGBS Financial Corp.11-18-2013
Philip Allen SimonidesPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.$5010-03-2014
Priscilla Ann McKinleyPurshe Kaplan Sterling InvestmentsLPL Financial LLC$1007-01-2011
Quinto Fabio AmbrosettiPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Randolph Seth NathansonPurshe Kaplan Sterling InvestmentsPrincipal Securities, Inc.01-04-2010
Raymond Dean PiccirilloPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$10001-02-2009
Raymond Joseph Sullivan Jr.Purshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC08-09-2013
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Showing 226 to 250 of 323 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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