Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark D. FadlingPurshe Kaplan Sterling InvestmentsMorgan Stanley & Co. LLC03-27-2009
Mark Donald HermanPurshe Kaplan Sterling InvestmentsMorgan Stanley08-07-2009
Mark E ManlyPurshe Kaplan Sterling InvestmentsCadaret, Grant & Co., Inc.04-28-2017
Mark John OlearyPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Mark Kevin SachsePurshe Kaplan Sterling InvestmentsB. Riley Wealth Management10-30-2017
Mark Stacy McPhersonPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5009-17-2014
Martin Geddes HurlburtPurshe Kaplan Sterling InvestmentsCetera Advisor Networks LLC$2312-05-2017
Martin James McGinleyPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Mary Erin DaoustPurshe Kaplan Sterling InvestmentsMorgan Stanley$5004-01-2010
Matthew Allen BradleyPurshe Kaplan Sterling InvestmentsMorgan Stanley$10011-02-2017
Matthew Rolland WolffPurshe Kaplan Sterling InvestmentsTransamerica Financial Advisors, Inc04-12-2016
Maureen MackowskiPurshe Kaplan Sterling InvestmentsLincoln Financial Advisors Corporation$5011-10-2016
Maury Alan ShapiroPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-02-2018
Max DeanPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10011-26-2018
Melanie Nicole FingletonPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.05-17-2019
Michael A. ScarpatiPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Michael Edward RinglerPurshe Kaplan Sterling InvestmentsNorthwestern Mutual Investment Services, LLC03-26-2018
Michael Emil CearPurshe Kaplan Sterling InvestmentsSummit Financial Resources Inc09-19-2018
Michael Henley, Steve Macano, Tracy B. McGuirePurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2018
Michael John HarringtonPurshe Kaplan Sterling InvestmentsMorgan Stanley$5008-18-2017
Michael Joseph AloiPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Michael Joseph AnnunziataPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$3708-12-2016
Michael Joseph KleinfelderPurshe Kaplan Sterling InvestmentsMorgan Stanley$2509-01-2017
Michael Nicholas MegillPurshe Kaplan Sterling InvestmentsSummit Financial Resources Inc09-19-2018
Michael Robert DiasPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
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Showing 201 to 225 of 323 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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