Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brennan Ambrose GmeinerPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.07-15-2019
Joyce Lynn HindsPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$50007-01-2019
David Christopher BenferPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10010-05-2018
Matthew James MacnealPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.10-05-2018
Christopher Tyler DiederichPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.10-05-2018
Brian Jason CarneyPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$50010-01-2018
William Barrett MullinPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10509-12-2017
Thomas Gates WagnerPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10001-19-2016
Thomas Colt HartmanPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$50001-19-2016
William Keith RootPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10011-14-2014
Mark Stacy McPhersonPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$50009-17-2014
Trenton Dane RandallPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10009-02-2014
Niki Marie DillmanPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.08-15-2014
Tracy Kuo ShenPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10010-18-2013
Luke Michael DuganPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$50008-01-2013
Timothy James CurvanPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.04-01-2013
Philip A. GagliardiPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.04-01-2013
Richard David CundeyPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$50010-01-2012
Kevin Michael SheaPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$50010-01-2012
Mark Timothy MaundPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.10-01-2012
Harold Edward JonesPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.08-27-2012
Michael Thomas O'DonnellPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$50006-21-2012
Geoffrey Sean HuberPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$25009-06-2011
Robert Alexander SparrowPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$25009-06-2011
Timothy Edward FlatleyPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10004-01-2011
Next Page »

Showing 1 to 25 of 31 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.