Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Perry Blaze FreyPurshe Kaplan Sterling InvestmentsLPL Financial LLC09-24-2015
John Stanley TuvePurshe Kaplan Sterling InvestmentsLPL Financial LLC$10008-10-2015
Eric Joseph KiblenPurshe Kaplan Sterling InvestmentsLPL Financial LLC08-05-2015
Robert Joseph TuvePurshe Kaplan Sterling InvestmentsLPL Financial LLC08-01-2015
Matthew Edward Dahlgren DaigneaultPurshe Kaplan Sterling InvestmentsLPL Financial LLC$1005-07-2015
Michael Gregory StewartPurshe Kaplan Sterling InvestmentsLPL Financial LLC$2503-20-2015
Marc Allan ZimmermanPurshe Kaplan Sterling InvestmentsLPL Financial LLC$1011-28-2014
Kevin James BroderickPurshe Kaplan Sterling InvestmentsLPL Financial LLC11-20-2014
Peter Trozinski ScottPurshe Kaplan Sterling InvestmentsLPL Financial LLC11-20-2014
Gregory John ZedlarPurshe Kaplan Sterling InvestmentsLPL Financial LLC11-03-2014
Jeffrey Paul DominguezPurshe Kaplan Sterling InvestmentsLPL Financial LLC10-21-2014
Ronald James Larson Jr.Purshe Kaplan Sterling InvestmentsLPL Financial LLC$5006-24-2013
Willie Miles Jr.Purshe Kaplan Sterling InvestmentsLPL Financial LLC$2506-13-2013
Christopher Mark KellerPurshe Kaplan Sterling InvestmentsLPL Financial LLC$5003-01-2013
Jeffrey Brisbin HowdenPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10003-01-2013
Michael Edward KrolPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10003-01-2013
David Louis HarrisPurshe Kaplan Sterling InvestmentsLPL Financial LLC$5002-28-2013
Virginia DuanPurshe Kaplan Sterling InvestmentsLPL Financial LLC01-02-2013
Myron Edward HazenPurshe Kaplan Sterling InvestmentsLPL Financial LLC$1011-16-2012
Brad M. IngegneriPurshe Kaplan Sterling InvestmentsLPL Financial LLC08-01-2012
Valerie L. AlexanderPurshe Kaplan Sterling InvestmentsLPL Financial LLC08-01-2012
Brad Lee James GriswoldPurshe Kaplan Sterling InvestmentsLPL Financial LLC$5009-30-2011
David Charles AstruePurshe Kaplan Sterling InvestmentsLPL Financial LLC09-16-2011
Brent Lawhon ForrestPurshe Kaplan Sterling InvestmentsLPL Financial LLC$2507-01-2011
Priscilla Ann McKinleyPurshe Kaplan Sterling InvestmentsLPL Financial LLC$1007-01-2011
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Showing 26 to 50 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.