Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Foster CabotPurshe Kaplan Sterling InvestmentsMorgan Stanley$15010-01-2009
Alexandra MeshkovPurshe Kaplan Sterling InvestmentsMorgan Stanley09-24-2012
Alireza Nmn ZamaniPurshe Kaplan Sterling InvestmentsMorgan Stanley$50010-12-2012
Andrew Calvin BarnesPurshe Kaplan Sterling InvestmentsMorgan Stanley07-28-2017
Anthony Bernardo Bernardo Jr.Purshe Kaplan Sterling InvestmentsMorgan Stanley06-06-2016
Brenda Jean HeinigPurshe Kaplan Sterling InvestmentsMorgan Stanley01-31-2013
Brett Barton SharkeyPurshe Kaplan Sterling InvestmentsMorgan Stanley$10008-14-2009
Brian Charles McCrackenPurshe Kaplan Sterling InvestmentsMorgan Stanley$20001-04-2010
Bruce Benjamin GreenwaldPurshe Kaplan Sterling InvestmentsMorgan Stanley$50007-01-2016
Bruce Thomas BrollePurshe Kaplan Sterling InvestmentsMorgan Stanley$50011-23-2016
Charles Matthew AndersonPurshe Kaplan Sterling InvestmentsMorgan Stanley$50008-29-2016
Cheryl Cynthia JohnsonPurshe Kaplan Sterling InvestmentsMorgan Stanley$50007-02-2009
Christopher Alan DickinsonPurshe Kaplan Sterling InvestmentsMorgan Stanley04-29-2011
Colin Harrington WilliamsPurshe Kaplan Sterling InvestmentsMorgan Stanley$10007-15-2014
Daniel B OneillPurshe Kaplan Sterling InvestmentsMorgan Stanley06-06-2011
Daniel Paul GalePurshe Kaplan Sterling InvestmentsMorgan Stanley$15002-03-2012
David Baldwin Morgan Jr.Purshe Kaplan Sterling InvestmentsMorgan Stanley$10011-02-2017
David Michael ThomePurshe Kaplan Sterling InvestmentsMorgan Stanley$10001-15-2016
Dennis Patrick HarroldPurshe Kaplan Sterling InvestmentsMorgan Stanley$50003-09-2018
Derrick J ClouserPurshe Kaplan Sterling InvestmentsMorgan Stanley07-15-2014
Diana Jean MarcinPurshe Kaplan Sterling InvestmentsMorgan Stanley10-14-2019
Donald Philip BruscaPurshe Kaplan Sterling InvestmentsMorgan Stanley$50010-15-2012
Duncan Scott HighmarkPurshe Kaplan Sterling InvestmentsMorgan Stanley$15002-20-2015
Dustin L BenchPurshe Kaplan Sterling InvestmentsMorgan Stanley$10105-19-2017
Edgar William Lambert IIIPurshe Kaplan Sterling InvestmentsMorgan Stanley10-01-2009
Next Page »

Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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