Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler Townsdin GrubbsPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments03-07-2018
Ly Nguyen BernalPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments08-28-2017
Steven Howard DruckmanPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$10007-26-2017
Glad M PerezPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$10005-02-2016
Jerry Lee WestPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$15009-15-2015
Michael Charles McconahyPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$25009-11-2015
John Roland RussoPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$15008-20-2015
Angela Renee O'KeefePurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$50002-10-2015
Carlos Luis ObandoPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$25006-06-2014
James Dwight HilesPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$50004-02-2014
Ellen Buchanan WilcoxPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$10002-01-2014
Kathleen Kim KempfPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$10001-02-2014
Benjamin Samuel KatonPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$10010-04-2013
Brad Richard MetzPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$10005-20-2013
Patrick Andrew VancePurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$50005-20-2013
Jon Westfall Courtney Jr.Purshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$25002-04-2013
Brady Brian BuskirkPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments10-22-2012
Peter Stuart WyroughPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$50009-07-2012
Allen Huggins Johnson Jr.Purshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments03-30-2012
Kathryn Marie BrownPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments09-30-2011
Dennis Charles Morton Jr.Purshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments09-30-2011
Martin Davis HensleyPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$50008-01-2011
Patrick Michael RandallPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$15002-04-2011
Charles Edward RobertsPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments02-04-2011
Byron Lee StuddardPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$10010-29-2010
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.