Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory M. TurcottePurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.01-07-2020
Regina Marie ConnellyPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.10-14-2019
Jonathan C PentaPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10008-12-2019
Jamie Lynn KaczmarskiPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.07-09-2019
John T. O'BrienPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.06-25-2019
Joseph William PowersPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.05-10-2019
John M PiperPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.05-10-2019
Craig Douglas FindleyPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$1,00005-09-2019
Katherine Leigh ShannonPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.01-09-2019
Eric Robert SchwartzPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.01-09-2019
Mark Laing LichtenfeldPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$83201-09-2019
Mark R FlatowPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-09-2018
Brian James BovaPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-06-2018
Joshua Jay JerelePurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.04-06-2018
Steven Gregory RotelloPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.11-10-2017
Benjamin Jay ChristensenPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$2508-18-2017
Jeffrey Hopkins FarrarPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$2,00006-02-2017
Louis GloriaPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10006-02-2017
Roger Harold IngwersenPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$109-30-2016
Laurie E. IngwersenPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$15009-30-2016
Jennifer Marie MoorePurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.09-29-2016
Sheldon Herbert AltmanPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10007-16-2016
Benjamin Marcus AltmanPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10007-16-2016
Dewey Deane SteffenPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$5007-05-2016
Michael Peter HartmanPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.07-05-2016
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.