Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Max DeanPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10011-26-2018
Richard P JohnsonPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.11-26-2018
Michael Joseph AnnunziataPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$3708-12-2016
Charles Byrd KitsmanPurshe Kaplan Sterling InvestmentsArgentus Securities, LLC$10002-26-2014
Richard Keith ScottPurshe Kaplan Sterling InvestmentsArtemis Wealth Advisors LLC$2510-02-2012
Lance Robert YurichPurshe Kaplan Sterling InvestmentsArtemis Wealth Advisors LLC$2510-02-2012
Ann Molloy DaggPurshe Kaplan Sterling InvestmentsArvest Wealth Management$15001-16-2014
Zachary M. AllegrettiPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC03-19-2013
Mark E ManlyPurshe Kaplan Sterling InvestmentsCadaret, Grant & Co., Inc.04-28-2017
Brennan Ambrose GmeinerPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.07-15-2019
Mark Stacy McPhersonPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5009-17-2014
Richard David CundeyPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5010-01-2012
Kevin Michael SheaPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5010-01-2012
Jamie Bradley MillettPurshe Kaplan Sterling InvestmentsCantella & Co., Inc.12-10-2012
Donato SettanniPurshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC$5011-16-2018
Raymond Joseph Sullivan Jr.Purshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC08-09-2013
Joseph Robert HoffmanPurshe Kaplan Sterling InvestmentsCoordinated Capital Securities, Inc.$2504-25-2013
Carl J. KipperPurshe Kaplan Sterling InvestmentsDinosaur Financial Group, L.L.C09-17-2012
John P. FriarPurshe Kaplan Sterling InvestmentsEdward Jones08-21-2014
Stephen Pavey MeskanPurshe Kaplan Sterling InvestmentsFeltl & Company11-08-2017
Miste Lee CliadakisPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.$5005-17-2019
Melanie Nicole FingletonPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.05-17-2019
Jeffrey Lynn BurgessPurshe Kaplan Sterling InvestmentsFTB Advisors, Inc.$2511-15-2018
Donna L. HerreraPurshe Kaplan Sterling InvestmentsH. Beck, Inc.05-01-2018
Alex Youssef JeffersonPurshe Kaplan Sterling InvestmentsHalliday Financial, LLC03-05-2010
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Showing 1 to 25 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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