Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ira Gene SagerPurshe Kaplan Sterling InvestmentsSorrento Pacific Financial, LLC$5011-26-2019
Michael David WuestPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC11-22-2019
Jonathan Lawrence RicePurshe Kaplan Sterling InvestmentsAXA Advisors, LLC11-22-2019
Timothy Micheal RodgersPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC11-15-2019
Jacob Anthony VillarrealPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC11-13-2019
Grant Mathew BorenPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC11-07-2019
Gregory Morgan RosnerPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC11-07-2019
Gail MaidenbaumPurshe Kaplan Sterling InvestmentsConcord Wealth Brokerage, Inc.$15011-01-2019
Justin A. AndersonPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-30-2019
Jonathan Admiral CovingtonPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-30-2019
Roy Clayton AndersonPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-28-2019
Dean P. DillenbergPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-28-2019
Hunter LloydPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-28-2019
Patrick Douglas MundlinPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-28-2019
Josh Glen HensonPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-25-2019
Douglas Andrew DickPurshe Kaplan Sterling InvestmentsLPL Financial LLC10-01-2019
Geoffrey F ForcinoPurshe Kaplan Sterling InvestmentsLPL Financial LLC10-01-2019
Brian LynchPurshe Kaplan Sterling InvestmentsLPL Financial LLC10-01-2019
Geoffrey F ForcinoPurshe Kaplan Sterling InvestmentsLPL Financial LLC10-01-2019
Benjamin Akiro LawsPurshe Kaplan Sterling InvestmentsThrivent Investment Management Inc.$5009-26-2019
Eric Andrew DitonPurshe Kaplan Sterling InvestmentsMorgan Stanley$15008-30-2019
Robert Joseph ConzoPurshe Kaplan Sterling InvestmentsMorgan Stanley$5008-30-2019
Mark A. FinelliPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-15-2019
Mark A. FinelliPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-15-2019
Mark A. FinelliPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-15-2019
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Showing 1 to 25 of 172 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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