Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Mark WeinbergPurshe Kaplan Sterling InvestmentsSpire Securities, LLC10-15-2014
David Baldwin Morgan Jr.Purshe Kaplan Sterling InvestmentsMorgan Stanley$10011-02-2017
David Ira FischbachPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
David J. Tierney IVPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
David Joseph LambPurshe Kaplan Sterling InvestmentsJanney Montgomery Scott LLC$2505-31-2013
David Joseph WebsterPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$2504-12-2013
David Louis HarrisPurshe Kaplan Sterling InvestmentsLPL Financial LLC$5002-28-2013
David Richard ChepauskasPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
David Walsh Connors Jr.Purshe Kaplan Sterling InvestmentsRBC Capital Markets, LLC06-01-2018
David XiPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Donald Edward ConradPurshe Kaplan Sterling InvestmentsWestern International Securities, Inc.$5003-21-2011
Donato SettanniPurshe Kaplan Sterling InvestmentsCetera Financial Specialists LLC$5011-16-2018
Donna L. HerreraPurshe Kaplan Sterling InvestmentsH. Beck, Inc.05-01-2018
Drew F. PaunilPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Duncan Scott HighmarkPurshe Kaplan Sterling InvestmentsMorgan Stanley$15002-20-2015
Edward Thomas O'BrienPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Eric Andrew DitonPurshe Kaplan Sterling InvestmentsMorgan Stanley$15008-30-2019
Eric Benjamin RoselPurshe Kaplan Sterling InvestmentsMorgan Stanley$3111-02-2017
Erik Ortlieb StridPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$10002-19-2014
Frances Diana NicolettiPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
George Linus RiosecoPurshe Kaplan Sterling InvestmentsSummit Financial Resources Inc09-19-2018
George Thomas BrooksPurshe Kaplan Sterling InvestmentsResource Horizons Group LLC02-22-2013
Gerald Louis FilsPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.05-15-2015
Gerald William HallPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.05-03-2016
Gregory EspositoPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
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Showing 26 to 50 of 153 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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