Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory JandoliPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Gregory Michael EmrPurshe Kaplan Sterling InvestmentsLPL Financial LLC$4909-14-2018
Hally Maria DunnPurshe Kaplan Sterling InvestmentsRoyal Alliance Associates, Inc.$2509-11-2013
Herman Lubomir RijPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-02-2014
Hovsep Ohannes DermenjianPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.$5005-24-2019
Jack Richard ZboralskePurshe Kaplan Sterling InvestmentsINVEST Financial Corporation11-01-2013
James Anthony ArcoraciPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$2505-03-2016
James John HamerPurshe Kaplan Sterling InvestmentsThe Strategic Financial Alliance, Inc.01-03-2014
James Knox Patrick IIIPurshe Kaplan Sterling InvestmentsMorgan Stanley08-11-2009
James William WinslowPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10008-05-2014
Jamie Bradley MillettPurshe Kaplan Sterling InvestmentsCantella & Co., Inc.12-10-2012
Jason Brewer CortPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-02-2014
Jason Scott MoorePurshe Kaplan Sterling InvestmentsMorgan Stanley$5005-24-2013
Jeffrey Garrett Van SiclenPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Jeffrey Lynn BurgessPurshe Kaplan Sterling InvestmentsFTB Advisors, Inc.$2511-15-2018
Jerod GustafsonPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10009-03-2014
Jim King MuiPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$10010-25-2018
Joanne Liakos HackenburgPurshe Kaplan Sterling InvestmentsSandgrain Securities LLC$1002-27-2009
John Joseph EllisPurshe Kaplan Sterling InvestmentsSunTrust Investment Services, Inc.05-15-2015
John P. FriarPurshe Kaplan Sterling InvestmentsEdward Jones08-21-2014
Joseph Conrad TrucanoPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.05-23-2014
Joseph Edward OpsahlPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-25-2013
Joseph Nino FilosaPurshe Kaplan Sterling InvestmentsMorgan Stanley$5001-18-2019
Joseph Robert HoffmanPurshe Kaplan Sterling InvestmentsCoordinated Capital Securities, Inc.$2504-25-2013
Joseph Thomas RomanoPurshe Kaplan Sterling InvestmentsMorgan Stanley10-28-2016
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Showing 51 to 75 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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