Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph William SpadaPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Justin P. CaudlePurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Kenan Bassam KashlanPurshe Kaplan Sterling InvestmentsSummit Financial Resources Inc09-19-2018
Kenneth Dennis DurfeePurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Kenyon Lloyd LedererPurshe Kaplan Sterling InvestmentsINVEST Financial Corporation$1011-01-2013
Kevin E. WalshPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Kevin G. BauerPurshe Kaplan Sterling InvestmentsWorld Equity Group, Inc.$25005-10-2019
Kevin Michael SheaPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5010-01-2012
Kevin Phillip RexPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Kori R. LannonPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-02-2014
Kristen T. KooncePurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Lance Robert YurichPurshe Kaplan Sterling InvestmentsArtemis Wealth Advisors LLC$2510-02-2012
Larry Keith ShiklesPurshe Kaplan Sterling InvestmentsMorgan Stanley$1002-20-2015
Mark A. FinelliPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-15-2019
Mark A. FinelliPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-15-2019
Mark Andrew SantangeloPurshe Kaplan Sterling InvestmentsInvestment Advisors Asset Management, LLC$1005-17-2013
Mark Christopher LarsenPurshe Kaplan Sterling InvestmentsWaddell & Reed$5001-23-2015
Mark E ManlyPurshe Kaplan Sterling InvestmentsCadaret, Grant & Co., Inc.04-28-2017
Mark John OlearyPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Mark Stacy McPhersonPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5009-17-2014
Martin James McGinleyPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Mary Erin DaoustPurshe Kaplan Sterling InvestmentsMorgan Stanley$5004-01-2010
Matthew Allen BradleyPurshe Kaplan Sterling InvestmentsMorgan Stanley$10011-02-2017
Max DeanPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$10011-26-2018
Melanie Nicole FingletonPurshe Kaplan Sterling InvestmentsFirst Allied Securities, Inc.05-17-2019
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Showing 76 to 100 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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