Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Matthew CarvajalPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC11-15-2019
Adrian Brendan KieransPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-03-2015
Alex Youssef JeffersonPurshe Kaplan Sterling InvestmentsHalliday Financial, LLC$25003-05-2010
Alexander Gregory StempkoskiPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-22-2014
Alexandra Elizabeth McDowallPurshe Kaplan Sterling InvestmentsKey Investment Services LLC01-02-2019
Alireza Nmn ZamaniPurshe Kaplan Sterling InvestmentsMorgan Stanley$50010-12-2012
Andrea Lee OrlandoPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$50009-19-2018
Andrew Devore BoydPurshe Kaplan Sterling InvestmentsGBS Financial Corp.$10011-18-2013
Andrew J. FarinelliPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.11-05-2014
Andrew Jameson PetersPurshe Kaplan Sterling InvestmentsJ.P. Morgan Securities LLC$50010-14-2013
Andrew Joseph BrinkmanPurshe Kaplan Sterling InvestmentsRobert W. Baird & Co. Incorporated01-08-2015
Andrew Lane SternPurshe Kaplan Sterling InvestmentsLebenthal & Co., LLC07-01-2016
Andrew Lawrence KleinmanPurshe Kaplan Sterling InvestmentsGlobal Trust$50008-12-2013
Andrew MossPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.$15009-19-2018
Andrew TangPurshe Kaplan Sterling InvestmentsNational Securities Corporation$50008-28-2013
Andrew William ArnoldPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$10001-23-2015
Anita Keyser BostPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$50006-04-2019
Ann Molloy DaggPurshe Kaplan Sterling InvestmentsArvest Wealth Management$15001-16-2014
Aon Douglas MillerPurshe Kaplan Sterling InvestmentsBenjamin F. Edwards & Company, Inc.$20011-21-2012
Arrah-Wonah Michael NesterPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.10-14-2016
Arturo Andres TabuencaPurshe Kaplan Sterling InvestmentsSorrento Pacific Financial, LLC01-07-2015
Belvin Leroy DoanePurshe Kaplan Sterling InvestmentsAcclaro Wealth Management09-16-2013
Benjamin Akiro LawsPurshe Kaplan Sterling InvestmentsThrivent Investment Management Inc.$50009-26-2019
Benjamin Samuel KatonPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments$10010-04-2013
Bradley Jay SaloPurshe Kaplan Sterling InvestmentsLPL Financial LLC$10011-03-2014
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Showing 1 to 25 of 432 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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