Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Graham Decker Jr.Purshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-21-2020
Paul H FrancisPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Ralph John FetrowPurshe Kaplan Sterling InvestmentsKovack Securities Inc.$5007-30-2019
William John MillerPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$10007-30-2019
Howard Roger Miller Jr.Purshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$5005-07-2018
April Marie CollinsPurshe Kaplan Sterling InvestmentsAvantax Investment Services, Inc.11-15-2017
William Barrett MullinPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$10509-12-2017
Tracy Aaron ZulloPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$5205-19-2017
Ronald George Naugle Jr.Purshe Kaplan Sterling InvestmentsMetLife Securities Inc.12-22-2016
Bruce Thomas BrollePurshe Kaplan Sterling InvestmentsMorgan Stanley$5011-23-2016
Trudy Ann FearonPurshe Kaplan Sterling InvestmentsLombard Securities Incorporated$2511-08-2016
Charles Matthew AndersonPurshe Kaplan Sterling InvestmentsMorgan Stanley08-29-2016
Anthony John Bernardo Jr.Purshe Kaplan Sterling InvestmentsMorgan Stanley$1006-06-2016
Nicholas Anthony BernardoPurshe Kaplan Sterling InvestmentsMorgan Stanley06-03-2016
Lawrence John DefluriPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC10-27-2015
Benjamin EichmanPurshe Kaplan Sterling InvestmentsJ.P. Morgan Securities LLC09-08-2015
William James ParkerPurshe Kaplan Sterling InvestmentsNational Planning Corporation$15011-14-2014
Cara M. CannonPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-08-2013
Gerald Dennis FaheyPurshe Kaplan Sterling InvestmentsNew England Securities$1007-29-2013
Monica Anne PedanoPurshe Kaplan Sterling InvestmentsMorgan Stanley05-04-2012
Lee Bryan TaylorPurshe Kaplan Sterling InvestmentsNext Financial Group, Inc.$1010-17-2011
Stephane Eric BouvelPurshe Kaplan Sterling InvestmentsRoyal Alliance Associates, Inc.10-03-2011
Brad Lee James GriswoldPurshe Kaplan Sterling InvestmentsLPL Financial LLC$5009-30-2011
Timothy Edward FlatleyPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.04-01-2011
Matthew James CostiganPurshe Kaplan Sterling InvestmentsPurshe Kaplan Sterling Investments06-03-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.