Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrea Marie MientkiewiczPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
April Marie CollinsPurshe Kaplan Sterling InvestmentsHD Vest Investment Services11-15-2017
Benjamin EichmanPurshe Kaplan Sterling InvestmentsJ.P. Morgan Securities LLC09-08-2015
Brittany Lauren TaylorPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Bryan Joseph CooneyPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Christine Ann KujanPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Christopher Joseph ColasurdoPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Christopher Michael ZehnerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.$5001-02-2009
Christopher Neal SorcePurshe Kaplan Sterling InvestmentsSecurities America, Inc.$1,40001-02-2009
Daniel Patrick McHughPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$5008-13-2019
Francis Gaughan PostPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.03-02-2009
Gregory Joseph SorcePurshe Kaplan Sterling InvestmentsSecurities America, Inc.$5001-02-2009
Howard Roger Miller Jr.Purshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC$5005-07-2018
Irene F. BuettnerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Joseph Edward KloeckerPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Kiran Mirza BegPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Lauren Rainey DoolanPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Lee Bryan TaylorPurshe Kaplan Sterling InvestmentsNext Financial Group, Inc.10-17-2011
Louis Joseph Hershman Jr.Purshe Kaplan Sterling InvestmentsRaymond James Financial Services Advisors, Inc08-14-2009
Michael A. ScarpatiPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Michael Henley, Steve Macano, Tracy B. McGuirePurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated07-27-2018
Patrick James ChirchirilloPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Quinto Fabio AmbrosettiPurshe Kaplan Sterling InvestmentsSecurities America, Inc.01-02-2009
Sean Patrick MorrisseyPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Shane Michael SweigartPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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