Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eden Lopez Leslie Schwartz Paula SteinbergRBC Capital Markets, LLCJPMorgan Chase & Co.$1,20010-16-2020
Allison DelayRBC Capital Markets, LLCMorgan Stanley10-02-2020
Maria GaspariRBC Capital Markets, LLCMorgan Stanley10-02-2020
Stephenson GraggRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2020
Charu DayalRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated09-21-2020
Terence Robert GrossRBC Capital Markets, LLCJ.P. Morgan Securities LLC09-18-2020
Kris Andreas WappausRBC Capital Markets, LLCUBS Financial Services Inc.$2509-17-2020
Patrick Alan FlemingRBC Capital Markets, LLCCommonwealth Financial Network09-14-2020
Joseph Donald FarrellRBC Capital Markets, LLCWells Fargo Clearing Services, LLC09-14-2020
Jonathan D StempelRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-03-2020
Carol Ann WilshireRBC Capital Markets, LLCUBS Financial Services Inc.$5009-03-2020
Justin HanlonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2020
Eric Scott GlasbandRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-03-2020
Matthew D KutnerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2020
Ryan Anthony BurkeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-03-2020
Joyce Ann SheraRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10008-25-2020
Mitchell Allen HalperinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5008-25-2020
Brady Edward PedlerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00008-25-2020
Joseph A SantanaRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$11808-25-2020
Howard Louis MargolisRBC Capital Markets, LLCClarfeld08-20-2020
Megan Victoria ForestieriRBC Capital Markets, LLCFidelity Personal and Workplace Advisors08-20-2020
Janice Kay CrostaRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated$10008-17-2020
Nicholas Tyler CrostaRBC Capital Markets, LLCRobert W. Baird & Co. Incorporated08-17-2020
Hormoz Shon SalehRBC Capital Markets, LLCMorgan Stanley08-10-2020
Michael James LadgeRBC Capital Markets, LLCMorgan Stanley$10008-10-2020
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Showing 1 to 25 of 1,310 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.