Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Garrison BlockhusRBC Capital Markets, LLCD.A. Davidson & Co.$15006-05-2019
Matthew Manning IIRBC Capital Markets, LLCMorgan Stanley$5005-29-2019
George Alan RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$8005-28-2019
Eric Henry BurtRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-28-2019
Roger Eugene VlachRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$9605-23-2019
Jeremy Rogue VlachRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10005-23-2019
Brooke Laurel RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-23-2019
George Alan RiemerRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$8005-23-2019
Stephen Michael BerubeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$105-21-2019
Eric Henry BurtRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15005-21-2019
Marc Christopher McallisterRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-28-2019
Paul G GiglioRBC Capital Markets, LLCMorgan Stanley$5003-22-2019
Samuel Matthew Difiore Jr.RBC Capital Markets, LLCMorgan Stanley$10003-22-2019
Stephen John SchorRBC Capital Markets, LLCD.A. Davidson & Co.03-18-2019
George Wayne HinkleRBC Capital Markets, LLCJ.P. Morgan Securities LLC$103-14-2019
Arch F HoffmanRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2019
Marc Timothy Pasquariello-WilliamsRBC Capital Markets, LLCMorgan Stanley03-06-2019
Scott Harris RoseRBC Capital Markets, LLCJ.P. Morgan Securities LLC03-06-2019
James Brian Lucas SugayRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5002-20-2019
Blake Peter EpsteinRBC Capital Markets, LLCMorgan Stanley$5002-15-2019
Christopher Gerard SteinhauerRBC Capital Markets, LLCMorgan Stanley$5002-15-2019
Christopher R VandusenRBC Capital Markets, LLCMorgan Stanley$10002-15-2019
Steven Carl RunnionRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5002-13-2019
Matthew C HavertyRBC Capital Markets, LLCMorgan Stanley$5002-08-2019
Philip Holden Fett Jr.RBC Capital Markets, LLCJ.P. Morgan Securities LLC$15002-01-2019
Next Page »

Showing 1 to 25 of 1,040 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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