Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce William LahtiRBC Capital Markets, LLC1st Global Advisors Inc$5011-07-2018
Timothy Alan RosgaRBC Capital Markets, LLCAccess Financial Services, Inc.11-01-2016
Sarah E. VestersoRBC Capital Markets, LLCADP Broker-Dealer, Inc.04-10-2012
James P MileyRBC Capital Markets, LLCADP Broker-Dealer, Inc.$1010-01-2010
Marcel Theodore Siqueira DawsonRBC Capital Markets, LLCAllianz Global Investors Distributors LLC$5008-22-2019
John Michael WalshRBC Capital Markets, LLCAllianz Life Financial Services, LLC08-06-2014
Jack Arnold Gorsuch Jr.RBC Capital Markets, LLCAmeriprise Financial Services, LLC02-03-2020
Timothy Ray HiltonRBC Capital Markets, LLCAmeriprise Financial Services, LLC$2508-15-2019
Scott Jay MatalonRBC Capital Markets, LLCAmeriprise Financial Services, LLC08-15-2019
William Cain StrangesRBC Capital Markets, LLCAmeriprise Financial Services, LLC08-15-2019
Christopher James LoriaRBC Capital Markets, LLCAmeriprise Financial Services, LLC08-15-2019
Daniel Joseph EnrightRBC Capital Markets, LLCAmeriprise Financial Services, LLC07-16-2019
Alexander Bryan CoteRBC Capital Markets, LLCAmeriprise Financial Services, LLC06-14-2019
Mark Eliot McKinneyRBC Capital Markets, LLCAmeriprise Financial Services, LLC01-16-2019
Ryan Angelo D'SouzaRBC Capital Markets, LLCAmeriprise Financial Services, LLC10-02-2018
Scott Andrew BefortRBC Capital Markets, LLCAmeriprise Financial Services, LLC07-05-2018
Nicholas W. HansenRBC Capital Markets, LLCAmeriprise Financial Services, LLC04-13-2018
Nicholas Andrew BefortRBC Capital Markets, LLCAmeriprise Financial Services, LLC01-24-2018
Melissa Ann MoserRBC Capital Markets, LLCAmeriprise Financial Services, LLC05-08-2017
Brian A. BoyerRBC Capital Markets, LLCAmeriprise Financial Services, LLC04-19-2017
Bjorn William AmundsonRBC Capital Markets, LLCAmeriprise Financial Services, LLC$10001-04-2016
Melissa Irene AdamsRBC Capital Markets, LLCAmeriprise Financial Services, LLC11-04-2014
Curtis John PetersonRBC Capital Markets, LLCAmeriprise Financial Services, LLC12-20-2013
Robert Paul LangRBC Capital Markets, LLCAmeriprise Financial Services, LLC$5003-19-2012
Robert Allen GoodwinRBC Capital Markets, LLCAmeriprise Financial Services, LLC01-23-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.